Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/11/26?limit=200&registers=between&mode=atom 2024-11-30T04:35:36-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/11/26/2014-28081.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending Rule 6.2A To Authorize the Exchange To Share Any User-Designated Risk Settings in Exchange Systems With the Clearing Member That Clears Transactions on Behalf of the User 2014-11-26T00:00:00-08:00 2014-11-26T00:00:00-08:00 2014-28081 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-26/pdf/2014-28081.pdf https://regulations.justia.com/regulations/fedreg/2014/11/26/2014-28026.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Short Interest Reports 2014-11-26T00:00:00-08:00 2014-11-26T00:00:00-08:00 2014-28026 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-26/pdf/2014-28026.pdf https://regulations.justia.com/regulations/fedreg/2014/11/26/2014-27982.html Notice - Lattice Strategies, LLC, et al.; Notice of Application 2014-11-26T00:00:00-08:00 2014-11-26T00:00:00-08:00 2014-27982 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-26/pdf/2014-27982.pdf https://regulations.justia.com/regulations/fedreg/2014/11/26/2014-27981.html Notice - Advanced Series Trust, et al.; Notice of Application 2014-11-26T00:00:00-08:00 2014-11-26T00:00:00-08:00 2014-27981 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-26/pdf/2014-27981.pdf https://regulations.justia.com/regulations/fedreg/2014/11/26/2014-27980.html Notice - BlackRock, Inc., et al.; Notice of Application 2014-11-26T00:00:00-08:00 2014-11-26T00:00:00-08:00 2014-27980 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-26/pdf/2014-27980.pdf https://regulations.justia.com/regulations/fedreg/2014/11/26/2014-27979.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Rule 7018(a) With Respect to Execution and Routing of Orders in Securities Priced at $1 or More Per Share 2014-11-26T00:00:00-08:00 2014-11-26T00:00:00-08:00 2014-27979 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-26/pdf/2014-27979.pdf https://regulations.justia.com/regulations/fedreg/2014/11/26/2014-27978.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Exchange's Pricing Schedule Under Section VIII With Respect to Execution and Routing of Orders in Securities Priced at $1 or More Per Share 2014-11-26T00:00:00-08:00 2014-11-26T00:00:00-08:00 2014-27978 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-26/pdf/2014-27978.pdf https://regulations.justia.com/regulations/fedreg/2014/11/26/2014-27977.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Shares of the iShares Interest Rate Hedged 0-5 Year High Yield Bond ETF, iShares Interest Rate Hedged 10+ Year Credit Bond ETF, and the iShares Interest Rate Hedged Emerging Markets Bond ETF Under NYSE Arca Equities Rule 8.600 2014-11-26T00:00:00-08:00 2014-11-26T00:00:00-08:00 2014-27977 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-26/pdf/2014-27977.pdf https://regulations.justia.com/regulations/fedreg/2014/11/26/2014-27976.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Reflecting a Change in The Investment Objective of the Treesdale Rising Rates ETF and Change in Its Creation and Redemption Procedures 2014-11-26T00:00:00-08:00 2014-11-26T00:00:00-08:00 2014-27976 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-26/pdf/2014-27976.pdf https://regulations.justia.com/regulations/fedreg/2014/11/26/2014-27975.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending the Bylaws of Its Wholly-Owned Subsidiary NYSE Regulation, Inc. To Provide That Non-Affiliated Directors Would Not Be Removed for Cause if They Are Acting in Good Faith in Exercising Their Responsibilities as Directors Related to NYSE Regulation's Functions and Responsibilities Delegated to It Under the Delegation Agreement Between the Exchange, NYSE Regulation and NYSE Market, Inc. 2014-11-26T00:00:00-08:00 2014-11-26T00:00:00-08:00 2014-27975 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-26/pdf/2014-27975.pdf