<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/11/26?registers=between Thu, 02 May 2024 08:42:44 -0700 Thu, 02 May 2024 08:42:44 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/11/26?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending Rule 6.2A To Authorize the Exchange To Share Any User-Designated Risk Settings in Exchange Systems With the Clearing Member That Clears Transactions on Behalf of the User https://regulations.justia.com/regulations/fedreg/2014/11/26/2014-28081.html https://regulations.justia.com/regulations/fedreg/2014/11/26/2014-28081.html Wed, 26 Nov 2014 00:00:00 -0800 2014-28081 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-26/pdf/2014-28081.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Short Interest Reports https://regulations.justia.com/regulations/fedreg/2014/11/26/2014-28026.html https://regulations.justia.com/regulations/fedreg/2014/11/26/2014-28026.html Wed, 26 Nov 2014 00:00:00 -0800 2014-28026 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-26/pdf/2014-28026.pdf Notice - Lattice Strategies, LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/11/26/2014-27982.html https://regulations.justia.com/regulations/fedreg/2014/11/26/2014-27982.html Wed, 26 Nov 2014 00:00:00 -0800 2014-27982 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-26/pdf/2014-27982.pdf Notice - Advanced Series Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/11/26/2014-27981.html https://regulations.justia.com/regulations/fedreg/2014/11/26/2014-27981.html Wed, 26 Nov 2014 00:00:00 -0800 2014-27981 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-26/pdf/2014-27981.pdf Notice - BlackRock, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/11/26/2014-27980.html https://regulations.justia.com/regulations/fedreg/2014/11/26/2014-27980.html Wed, 26 Nov 2014 00:00:00 -0800 2014-27980 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-26/pdf/2014-27980.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Rule 7018(a) With Respect to Execution and Routing of Orders in Securities Priced at $1 or More Per Share https://regulations.justia.com/regulations/fedreg/2014/11/26/2014-27979.html https://regulations.justia.com/regulations/fedreg/2014/11/26/2014-27979.html Wed, 26 Nov 2014 00:00:00 -0800 2014-27979 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-26/pdf/2014-27979.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Exchange's Pricing Schedule Under Section VIII With Respect to Execution and Routing of Orders in Securities Priced at $1 or More Per Share https://regulations.justia.com/regulations/fedreg/2014/11/26/2014-27978.html https://regulations.justia.com/regulations/fedreg/2014/11/26/2014-27978.html Wed, 26 Nov 2014 00:00:00 -0800 2014-27978 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-26/pdf/2014-27978.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Shares of the iShares Interest Rate Hedged 0-5 Year High Yield Bond ETF, iShares Interest Rate Hedged 10+ Year Credit Bond ETF, and the iShares Interest Rate Hedged Emerging Markets Bond ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/11/26/2014-27977.html https://regulations.justia.com/regulations/fedreg/2014/11/26/2014-27977.html Wed, 26 Nov 2014 00:00:00 -0800 2014-27977 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-26/pdf/2014-27977.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Reflecting a Change in The Investment Objective of the Treesdale Rising Rates ETF and Change in Its Creation and Redemption Procedures https://regulations.justia.com/regulations/fedreg/2014/11/26/2014-27976.html https://regulations.justia.com/regulations/fedreg/2014/11/26/2014-27976.html Wed, 26 Nov 2014 00:00:00 -0800 2014-27976 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-26/pdf/2014-27976.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending the Bylaws of Its Wholly-Owned Subsidiary NYSE Regulation, Inc. To Provide That Non-Affiliated Directors Would Not Be Removed for Cause if They Are Acting in Good Faith in Exercising Their Responsibilities as Directors Related to NYSE Regulation's Functions and Responsibilities Delegated to It Under the Delegation Agreement Between the Exchange, NYSE Regulation and NYSE Market, Inc. https://regulations.justia.com/regulations/fedreg/2014/11/26/2014-27975.html https://regulations.justia.com/regulations/fedreg/2014/11/26/2014-27975.html Wed, 26 Nov 2014 00:00:00 -0800 2014-27975 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-26/pdf/2014-27975.pdf