<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/11/20?registers=between Sat, 30 Nov 2024 04:20:07 -0800 Sat, 30 Nov 2024 04:20:07 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/11/20?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 to Proposed Rule Change Relating to Listing and Trading Shares of the Sit Rising Rate Fund Under NYSE Arca Equities Rule 8.200 https://regulations.justia.com/regulations/fedreg/2014/11/20/2014-27456.html https://regulations.justia.com/regulations/fedreg/2014/11/20/2014-27456.html Thu, 20 Nov 2014 00:00:00 -0800 2014-27456 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-20/pdf/2014-27456.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Finance Procedures https://regulations.justia.com/regulations/fedreg/2014/11/20/2014-27453.html https://regulations.justia.com/regulations/fedreg/2014/11/20/2014-27453.html Thu, 20 Nov 2014 00:00:00 -0800 2014-27453 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-20/pdf/2014-27453.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Connection With the Acceptance of USD Malaysian Palm Olein Calendar (Cleared Only) Contracts for Clearing https://regulations.justia.com/regulations/fedreg/2014/11/20/2014-27452.html https://regulations.justia.com/regulations/fedreg/2014/11/20/2014-27452.html Thu, 20 Nov 2014 00:00:00 -0800 2014-27452 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-20/pdf/2014-27452.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2014/11/20/2014-27451.html https://regulations.justia.com/regulations/fedreg/2014/11/20/2014-27451.html Thu, 20 Nov 2014 00:00:00 -0800 2014-27451 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-20/pdf/2014-27451.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2014/11/20/2014-27450.html https://regulations.justia.com/regulations/fedreg/2014/11/20/2014-27450.html Thu, 20 Nov 2014 00:00:00 -0800 2014-27450 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-20/pdf/2014-27450.pdf Notice - Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing of Proposed Rule Change To Expand the Trading Hours for Bilateral Block Trades and Bilateral EFP Trades https://regulations.justia.com/regulations/fedreg/2014/11/20/2014-27448.html https://regulations.justia.com/regulations/fedreg/2014/11/20/2014-27448.html Thu, 20 Nov 2014 00:00:00 -0800 2014-27448 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-20/pdf/2014-27448.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to Listing and Trading of Shares of the PIMCO Income Exchange-Traded Fund Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/11/20/2014-27447.html https://regulations.justia.com/regulations/fedreg/2014/11/20/2014-27447.html Thu, 20 Nov 2014 00:00:00 -0800 2014-27447 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-20/pdf/2014-27447.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, To Establish a New Market Data Product Called the BATS One Feed https://regulations.justia.com/regulations/fedreg/2014/11/20/2014-27446.html https://regulations.justia.com/regulations/fedreg/2014/11/20/2014-27446.html Thu, 20 Nov 2014 00:00:00 -0800 2014-27446 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-20/pdf/2014-27446.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, To Establish a New Market Data Product Called the BATS One Feed https://regulations.justia.com/regulations/fedreg/2014/11/20/2014-27445.html https://regulations.justia.com/regulations/fedreg/2014/11/20/2014-27445.html Thu, 20 Nov 2014 00:00:00 -0800 2014-27445 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-20/pdf/2014-27445.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, To Establish a New Market Data Product Called the BATS One Feed https://regulations.justia.com/regulations/fedreg/2014/11/20/2014-27443.html https://regulations.justia.com/regulations/fedreg/2014/11/20/2014-27443.html Thu, 20 Nov 2014 00:00:00 -0800 2014-27443 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-20/pdf/2014-27443.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, To Establish a New Market Data Product Called the BATS One Feed https://regulations.justia.com/regulations/fedreg/2014/11/20/2014-27442.html https://regulations.justia.com/regulations/fedreg/2014/11/20/2014-27442.html Thu, 20 Nov 2014 00:00:00 -0800 2014-27442 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-20/pdf/2014-27442.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending Rule 13-Equities and Related Rules Governing Order Types and Modifiers To Clarify the Nature of Order Types https://regulations.justia.com/regulations/fedreg/2014/11/20/2014-27441.html https://regulations.justia.com/regulations/fedreg/2014/11/20/2014-27441.html Thu, 20 Nov 2014 00:00:00 -0800 2014-27441 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-20/pdf/2014-27441.pdf Proposed Rule - Forward Contracts With Embedded Volumetric Optionality https://regulations.justia.com/regulations/fedreg/2014/11/20/2014-27285.html https://regulations.justia.com/regulations/fedreg/2014/11/20/2014-27285.html Thu, 20 Nov 2014 00:00:00 -0800 2014-27285 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2014-11-20/pdf/2014-27285.pdf