Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/11/20?limit=200&registers=between&mode=atom 2021-05-11T22:13:00-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/11/20/2014-27456.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 to Proposed Rule Change Relating to Listing and Trading Shares of the Sit Rising Rate Fund Under NYSE Arca Equities Rule 8.200 2014-11-20T00:00:00-08:00 2014-11-20T00:00:00-08:00 2014-27456 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-20/pdf/2014-27456.pdf https://regulations.justia.com/regulations/fedreg/2014/11/20/2014-27453.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Finance Procedures 2014-11-20T00:00:00-08:00 2014-11-20T00:00:00-08:00 2014-27453 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-20/pdf/2014-27453.pdf https://regulations.justia.com/regulations/fedreg/2014/11/20/2014-27452.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Connection With the Acceptance of USD Malaysian Palm Olein Calendar (Cleared Only) Contracts for Clearing 2014-11-20T00:00:00-08:00 2014-11-20T00:00:00-08:00 2014-27452 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-20/pdf/2014-27452.pdf https://regulations.justia.com/regulations/fedreg/2014/11/20/2014-27451.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees 2014-11-20T00:00:00-08:00 2014-11-20T00:00:00-08:00 2014-27451 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-20/pdf/2014-27451.pdf https://regulations.justia.com/regulations/fedreg/2014/11/20/2014-27450.html Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees 2014-11-20T00:00:00-08:00 2014-11-20T00:00:00-08:00 2014-27450 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-20/pdf/2014-27450.pdf https://regulations.justia.com/regulations/fedreg/2014/11/20/2014-27448.html Notice - Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing of Proposed Rule Change To Expand the Trading Hours for Bilateral Block Trades and Bilateral EFP Trades 2014-11-20T00:00:00-08:00 2014-11-20T00:00:00-08:00 2014-27448 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-20/pdf/2014-27448.pdf https://regulations.justia.com/regulations/fedreg/2014/11/20/2014-27447.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to Listing and Trading of Shares of the PIMCO Income Exchange-Traded Fund Under NYSE Arca Equities Rule 8.600 2014-11-20T00:00:00-08:00 2014-11-20T00:00:00-08:00 2014-27447 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-20/pdf/2014-27447.pdf https://regulations.justia.com/regulations/fedreg/2014/11/20/2014-27446.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, To Establish a New Market Data Product Called the BATS One Feed 2014-11-20T00:00:00-08:00 2014-11-20T00:00:00-08:00 2014-27446 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-20/pdf/2014-27446.pdf https://regulations.justia.com/regulations/fedreg/2014/11/20/2014-27445.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, To Establish a New Market Data Product Called the BATS One Feed 2014-11-20T00:00:00-08:00 2014-11-20T00:00:00-08:00 2014-27445 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-20/pdf/2014-27445.pdf https://regulations.justia.com/regulations/fedreg/2014/11/20/2014-27443.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, To Establish a New Market Data Product Called the BATS One Feed 2014-11-20T00:00:00-08:00 2014-11-20T00:00:00-08:00 2014-27443 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-20/pdf/2014-27443.pdf https://regulations.justia.com/regulations/fedreg/2014/11/20/2014-27442.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, To Establish a New Market Data Product Called the BATS One Feed 2014-11-20T00:00:00-08:00 2014-11-20T00:00:00-08:00 2014-27442 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-20/pdf/2014-27442.pdf https://regulations.justia.com/regulations/fedreg/2014/11/20/2014-27441.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending Rule 13-Equities and Related Rules Governing Order Types and Modifiers To Clarify the Nature of Order Types 2014-11-20T00:00:00-08:00 2014-11-20T00:00:00-08:00 2014-27441 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-20/pdf/2014-27441.pdf https://regulations.justia.com/regulations/fedreg/2014/11/20/2014-27285.html Proposed Rule - Forward Contracts With Embedded Volumetric Optionality 2014-11-20T00:00:00-08:00 2014-11-20T00:00:00-08:00 2014-27285 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2014-11-20/pdf/2014-27285.pdf