<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/11/19?registers=between Sat, 30 Nov 2024 03:14:25 -0800 Sat, 30 Nov 2024 03:14:25 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/11/19?registers=between Notice - In the Matter of YesDTC Holdings, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/11/19/2014-27471.html https://regulations.justia.com/regulations/fedreg/2014/11/19/2014-27471.html Wed, 19 Nov 2014 00:00:00 -0800 2014-27471 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-19/pdf/2014-27471.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fees for the NYSE ArcaBook for Arca Options Complex Feed and Changing the NYSE Arca Options Proprietary Market Data Fee Schedule (“Market Data Fee Schedule”) Regarding Non-Display Use Fees https://regulations.justia.com/regulations/fedreg/2014/11/19/2014-27314.html https://regulations.justia.com/regulations/fedreg/2014/11/19/2014-27314.html Wed, 19 Nov 2014 00:00:00 -0800 2014-27314 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-19/pdf/2014-27314.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List for Certain Executions at the Opening https://regulations.justia.com/regulations/fedreg/2014/11/19/2014-27313.html https://regulations.justia.com/regulations/fedreg/2014/11/19/2014-27313.html Wed, 19 Nov 2014 00:00:00 -0800 2014-27313 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-19/pdf/2014-27313.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Amend EDGA Rule 1.5 and Chapter XI Regarding Current System Functionality Including the Operation of Order Types and Order Instructions https://regulations.justia.com/regulations/fedreg/2014/11/19/2014-27312.html https://regulations.justia.com/regulations/fedreg/2014/11/19/2014-27312.html Wed, 19 Nov 2014 00:00:00 -0800 2014-27312 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-19/pdf/2014-27312.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Exchange Rule 515A https://regulations.justia.com/regulations/fedreg/2014/11/19/2014-27311.html https://regulations.justia.com/regulations/fedreg/2014/11/19/2014-27311.html Wed, 19 Nov 2014 00:00:00 -0800 2014-27311 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-19/pdf/2014-27311.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fees for the NYSE ArcaBook for Amex Options Complex Feed and a Change to the NYSE Amex Options Proprietary Market Data Fee Schedule (“Market Data Fee Schedule”) Regarding Non-Display Use Fees https://regulations.justia.com/regulations/fedreg/2014/11/19/2014-27310.html https://regulations.justia.com/regulations/fedreg/2014/11/19/2014-27310.html Wed, 19 Nov 2014 00:00:00 -0800 2014-27310 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-19/pdf/2014-27310.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation of the New Options Floor Broker Management System Until November 3, 2015 https://regulations.justia.com/regulations/fedreg/2014/11/19/2014-27309.html https://regulations.justia.com/regulations/fedreg/2014/11/19/2014-27309.html Wed, 19 Nov 2014 00:00:00 -0800 2014-27309 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-19/pdf/2014-27309.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule To Add a Service Fee for Certain Post-Trade Adjustments Performed by the Exchange To Be Effective December 1, 2014 https://regulations.justia.com/regulations/fedreg/2014/11/19/2014-27308.html https://regulations.justia.com/regulations/fedreg/2014/11/19/2014-27308.html Wed, 19 Nov 2014 00:00:00 -0800 2014-27308 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-19/pdf/2014-27308.pdf