Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/11/18?limit=200&registers=between&mode=atom 2024-05-10T17:26:41-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/11/18/2014-27355.html Notice - Sunshine Act Meeting 2014-11-18T00:00:00-08:00 2014-11-18T00:00:00-08:00 2014-27355 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-18/pdf/2014-27355.pdf https://regulations.justia.com/regulations/fedreg/2014/11/18/2014-27316.html Notice - Sunshine Act Meeting 2014-11-18T00:00:00-08:00 2014-11-18T00:00:00-08:00 2014-27316 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-18/pdf/2014-27316.pdf https://regulations.justia.com/regulations/fedreg/2014/11/18/2014-27212.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PIXL Executions in SPY and PIXL Pricing 2014-11-18T00:00:00-08:00 2014-11-18T00:00:00-08:00 2014-27212 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-18/pdf/2014-27212.pdf https://regulations.justia.com/regulations/fedreg/2014/11/18/2014-27211.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of an Emergency Change to OCC's Procedures To Resize the Clearing Fund in Response to Market Conditions 2014-11-18T00:00:00-08:00 2014-11-18T00:00:00-08:00 2014-27211 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-18/pdf/2014-27211.pdf https://regulations.justia.com/regulations/fedreg/2014/11/18/2014-27195.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Notice of Filing of Proposed Rule Change to Concerning Updates to Clearing Member Documents 2014-11-18T00:00:00-08:00 2014-11-18T00:00:00-08:00 2014-27195 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-18/pdf/2014-27195.pdf https://regulations.justia.com/regulations/fedreg/2014/11/18/2014-27191.html Notice - Proposed Collection; Comment Request 2014-11-18T00:00:00-08:00 2014-11-18T00:00:00-08:00 2014-27191 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-18/pdf/2014-27191.pdf https://regulations.justia.com/regulations/fedreg/2014/11/18/2014-27190.html Notice - Submission for OMB Review; Comment Request 2014-11-18T00:00:00-08:00 2014-11-18T00:00:00-08:00 2014-27190 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-18/pdf/2014-27190.pdf https://regulations.justia.com/regulations/fedreg/2014/11/18/2014-27189.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change To Amend NASDAQ Rule 7015(d) To Include the IPO Indicator as a New Enhancement to the NASDAQ Workstation 2014-11-18T00:00:00-08:00 2014-11-18T00:00:00-08:00 2014-27189 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-18/pdf/2014-27189.pdf https://regulations.justia.com/regulations/fedreg/2014/11/18/2014-27187.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA Rules 2014-11-18T00:00:00-08:00 2014-11-18T00:00:00-08:00 2014-27187 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-18/pdf/2014-27187.pdf https://regulations.justia.com/regulations/fedreg/2014/11/18/2014-27186.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2014-11-18T00:00:00-08:00 2014-11-18T00:00:00-08:00 2014-27186 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-18/pdf/2014-27186.pdf https://regulations.justia.com/regulations/fedreg/2014/11/18/2014-27185.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning Certain Order Types, Modifiers and Related Functionality 2014-11-18T00:00:00-08:00 2014-11-18T00:00:00-08:00 2014-27185 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-18/pdf/2014-27185.pdf