Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/11/14?limit=200&registers=between&mode=atom 2024-05-06T03:02:21-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/11/14/2014-26951.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc. 2014-11-14T00:00:00-08:00 2014-11-14T00:00:00-08:00 2014-26951 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-14/pdf/2014-26951.pdf https://regulations.justia.com/regulations/fedreg/2014/11/14/2014-26950.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc. 2014-11-14T00:00:00-08:00 2014-11-14T00:00:00-08:00 2014-26950 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-14/pdf/2014-26950.pdf https://regulations.justia.com/regulations/fedreg/2014/11/14/2014-26949.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Listing and Trading of Exchange-Traded Managed Fund Shares 2014-11-14T00:00:00-08:00 2014-11-14T00:00:00-08:00 2014-26949 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-14/pdf/2014-26949.pdf https://regulations.justia.com/regulations/fedreg/2014/11/14/2014-26948.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Proposing To List and Trade Shares of the Greenhaven Coal Fund Under NYSE Arca Equities Rule 8.200, Commentary .02 2014-11-14T00:00:00-08:00 2014-11-14T00:00:00-08:00 2014-26948 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-14/pdf/2014-26948.pdf https://regulations.justia.com/regulations/fedreg/2014/11/14/2014-26947.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Disapproving a Proposed Rule Change To Adopt Rule 14.11(k) to List Managed Portfolio Shares and to List and Trade Shares of Certain Funds of the Spruce ETF Trust 2014-11-14T00:00:00-08:00 2014-11-14T00:00:00-08:00 2014-26947 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-14/pdf/2014-26947.pdf https://regulations.justia.com/regulations/fedreg/2014/11/14/2014-26946.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing 2014-11-14T00:00:00-08:00 2014-11-14T00:00:00-08:00 2014-26946 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-14/pdf/2014-26946.pdf https://regulations.justia.com/regulations/fedreg/2014/11/14/2014-26945.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Qualified Contingent Cross (“QCC”) Transactions Fees, Effective November 1, 2014 2014-11-14T00:00:00-08:00 2014-11-14T00:00:00-08:00 2014-26945 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-14/pdf/2014-26945.pdf https://regulations.justia.com/regulations/fedreg/2014/11/14/2014-26944.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the PIMCO Low Duration Investment Grade Corporate Bond Active Exchange-Traded Fund Under NYSE Arca Equities Rule 8.600 2014-11-14T00:00:00-08:00 2014-11-14T00:00:00-08:00 2014-26944 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-14/pdf/2014-26944.pdf