Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/11/13?limit=200&registers=between&mode=atom 2024-11-27T00:26:13-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26959.html Notice - Order of Suspension of Trading; In the Matter of Kolasco Corp. 2014-11-13T00:00:00-08:00 2014-11-13T00:00:00-08:00 2014-26959 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-13/pdf/2014-26959.pdf https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26843.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule To Add a Service Fee for Certain Post Trade Adjustments Performed by the Exchange To Be Effective December 1, 2014 2014-11-13T00:00:00-08:00 2014-11-13T00:00:00-08:00 2014-26843 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-13/pdf/2014-26843.pdf https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26842.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Rule 6.60 To Enhance the Functionality of the Trade Collar Protection Mechanism 2014-11-13T00:00:00-08:00 2014-11-13T00:00:00-08:00 2014-26842 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-13/pdf/2014-26842.pdf https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26841.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending Rule 967NY To Enhance the Functionality of the Trade Collar Protection Mechanism 2014-11-13T00:00:00-08:00 2014-11-13T00:00:00-08:00 2014-26841 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-13/pdf/2014-26841.pdf https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26840.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees 2014-11-13T00:00:00-08:00 2014-11-13T00:00:00-08:00 2014-26840 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-13/pdf/2014-26840.pdf https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26817.html Notice - Eaton Vance Management, et al.; Notice of Application 2014-11-13T00:00:00-08:00 2014-11-13T00:00:00-08:00 2014-26817 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-13/pdf/2014-26817.pdf https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26816.html Notice - AllianceBernstein Cap Fund, Inc., et al.; Notice of Application 2014-11-13T00:00:00-08:00 2014-11-13T00:00:00-08:00 2014-26816 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-13/pdf/2014-26816.pdf https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26815.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules Concerning Supervision To Harmonize the Rules With Certain Financial Industry Regulatory Authority, Inc. Rules and Making Other Conforming Changes 2014-11-13T00:00:00-08:00 2014-11-13T00:00:00-08:00 2014-26815 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-13/pdf/2014-26815.pdf https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26814.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, To Establish the NYSE Best Quote & Trades Data Feed 2014-11-13T00:00:00-08:00 2014-11-13T00:00:00-08:00 2014-26814 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-13/pdf/2014-26814.pdf https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26813.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Withdrawal of a Proposed Rule Change Relating to Proposed Changes To Remove From the Exchange Rules Fee Provisions Regarding Re-Transmission of “Third-Party Data” 2014-11-13T00:00:00-08:00 2014-11-13T00:00:00-08:00 2014-26813 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-13/pdf/2014-26813.pdf https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26812.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; BATS Y-Exchange, Inc.; EDGA Exchange, Inc.; EDGX Exchange, Inc.; Notice of Withdrawal of Proposed Rule Changes To Establish a New Market Data Product Called the BATS One Feed 2014-11-13T00:00:00-08:00 2014-11-13T00:00:00-08:00 2014-26812 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-13/pdf/2014-26812.pdf https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26811.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility 2014-11-13T00:00:00-08:00 2014-11-13T00:00:00-08:00 2014-26811 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-13/pdf/2014-26811.pdf https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26810.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct Two Typographical Errors in Rule 3315 2014-11-13T00:00:00-08:00 2014-11-13T00:00:00-08:00 2014-26810 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-13/pdf/2014-26810.pdf https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26809.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Add a New Complex Order Process Called Legging Orders 2014-11-13T00:00:00-08:00 2014-11-13T00:00:00-08:00 2014-26809 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-13/pdf/2014-26809.pdf https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26808.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Cancel-Replacement Orders and Routing 2014-11-13T00:00:00-08:00 2014-11-13T00:00:00-08:00 2014-26808 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-13/pdf/2014-26808.pdf https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26807.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Cancel-Replacement and Route Timer 2014-11-13T00:00:00-08:00 2014-11-13T00:00:00-08:00 2014-26807 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-13/pdf/2014-26807.pdf