<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/11/13?registers=between Thu, 02 May 2024 08:50:31 -0700 Thu, 02 May 2024 08:50:31 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/11/13?registers=between Notice - Order of Suspension of Trading; In the Matter of Kolasco Corp. https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26959.html https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26959.html Thu, 13 Nov 2014 00:00:00 -0800 2014-26959 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-13/pdf/2014-26959.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule To Add a Service Fee for Certain Post Trade Adjustments Performed by the Exchange To Be Effective December 1, 2014 https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26843.html https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26843.html Thu, 13 Nov 2014 00:00:00 -0800 2014-26843 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-13/pdf/2014-26843.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Rule 6.60 To Enhance the Functionality of the Trade Collar Protection Mechanism https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26842.html https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26842.html Thu, 13 Nov 2014 00:00:00 -0800 2014-26842 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-13/pdf/2014-26842.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending Rule 967NY To Enhance the Functionality of the Trade Collar Protection Mechanism https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26841.html https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26841.html Thu, 13 Nov 2014 00:00:00 -0800 2014-26841 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-13/pdf/2014-26841.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26840.html https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26840.html Thu, 13 Nov 2014 00:00:00 -0800 2014-26840 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-13/pdf/2014-26840.pdf Notice - Eaton Vance Management, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26817.html https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26817.html Thu, 13 Nov 2014 00:00:00 -0800 2014-26817 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-13/pdf/2014-26817.pdf Notice - AllianceBernstein Cap Fund, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26816.html https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26816.html Thu, 13 Nov 2014 00:00:00 -0800 2014-26816 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-13/pdf/2014-26816.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules Concerning Supervision To Harmonize the Rules With Certain Financial Industry Regulatory Authority, Inc. Rules and Making Other Conforming Changes https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26815.html https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26815.html Thu, 13 Nov 2014 00:00:00 -0800 2014-26815 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-13/pdf/2014-26815.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, To Establish the NYSE Best Quote & Trades Data Feed https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26814.html https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26814.html Thu, 13 Nov 2014 00:00:00 -0800 2014-26814 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-13/pdf/2014-26814.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Withdrawal of a Proposed Rule Change Relating to Proposed Changes To Remove From the Exchange Rules Fee Provisions Regarding Re-Transmission of “Third-Party Data” https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26813.html https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26813.html Thu, 13 Nov 2014 00:00:00 -0800 2014-26813 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-13/pdf/2014-26813.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; BATS Y-Exchange, Inc.; EDGA Exchange, Inc.; EDGX Exchange, Inc.; Notice of Withdrawal of Proposed Rule Changes To Establish a New Market Data Product Called the BATS One Feed https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26812.html https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26812.html Thu, 13 Nov 2014 00:00:00 -0800 2014-26812 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-13/pdf/2014-26812.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26811.html https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26811.html Thu, 13 Nov 2014 00:00:00 -0800 2014-26811 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-13/pdf/2014-26811.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct Two Typographical Errors in Rule 3315 https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26810.html https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26810.html Thu, 13 Nov 2014 00:00:00 -0800 2014-26810 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-13/pdf/2014-26810.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Add a New Complex Order Process Called Legging Orders https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26809.html https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26809.html Thu, 13 Nov 2014 00:00:00 -0800 2014-26809 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-13/pdf/2014-26809.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Cancel-Replacement Orders and Routing https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26808.html https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26808.html Thu, 13 Nov 2014 00:00:00 -0800 2014-26808 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-13/pdf/2014-26808.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Cancel-Replacement and Route Timer https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26807.html https://regulations.justia.com/regulations/fedreg/2014/11/13/2014-26807.html Thu, 13 Nov 2014 00:00:00 -0800 2014-26807 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-13/pdf/2014-26807.pdf