Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/11/06?limit=200&registers=between&mode=atom 2021-09-23T21:13:50-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/11/06/2014-26349.html Notice - Self-Regulatory Organizations: NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule To Modify the Fees Related to the Use of Ports That Provide Connectivity to the Exchange's Trading Systems for Entry of Orders and/or Quotes 2014-11-06T00:00:00-08:00 2014-11-06T00:00:00-08:00 2014-26349 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-06/pdf/2014-26349.pdf https://regulations.justia.com/regulations/fedreg/2014/11/06/2014-26348.html Notice - Self-Regulatory Organizations: NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule To Modify the Fees Related to the Use of Ports That Provide Connectivity to the Exchange's Trading Systems for Entry of Orders and/or Quotes 2014-11-06T00:00:00-08:00 2014-11-06T00:00:00-08:00 2014-26348 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-06/pdf/2014-26348.pdf https://regulations.justia.com/regulations/fedreg/2014/11/06/2014-26346.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Automatic Order Handling Process in No-Bid Series 2014-11-06T00:00:00-08:00 2014-11-06T00:00:00-08:00 2014-26346 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-06/pdf/2014-26346.pdf https://regulations.justia.com/regulations/fedreg/2014/11/06/2014-26345.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Better Manage Risks Concentration and Other Risks Associated With Accepting Deposits of Common Stocks for Margin Purposes 2014-11-06T00:00:00-08:00 2014-11-06T00:00:00-08:00 2014-26345 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-06/pdf/2014-26345.pdf https://regulations.justia.com/regulations/fedreg/2014/11/06/2014-26344.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Filing to Better Manage Risks Concentration and Other Risks Associated With Accepting Deposits of Common Stocks for Margin Purposes 2014-11-06T00:00:00-08:00 2014-11-06T00:00:00-08:00 2014-26344 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-06/pdf/2014-26344.pdf https://regulations.justia.com/regulations/fedreg/2014/11/06/2014-26343.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Shares of the Validea Market Legends ETF of the ETF Series Solutions ETF Trust 2014-11-06T00:00:00-08:00 2014-11-06T00:00:00-08:00 2014-26343 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-06/pdf/2014-26343.pdf https://regulations.justia.com/regulations/fedreg/2014/11/06/2014-26342.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay the Implementation Date of the Requirement To Apply an Indicator to SPX Combo Orders Upon Systematization 2014-11-06T00:00:00-08:00 2014-11-06T00:00:00-08:00 2014-26342 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-06/pdf/2014-26342.pdf