Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/11/05?limit=200&registers=between&mode=atom 2024-12-27T06:37:07-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/11/05/2014-26360.html Notice - In the Matter of VHGI Holdings, Inc.; Order of Suspension of Trading 2014-11-05T00:00:00-08:00 2014-11-05T00:00:00-08:00 2014-26360 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-05/pdf/2014-26360.pdf https://regulations.justia.com/regulations/fedreg/2014/11/05/2014-26351.html Notice - AllianceBernstein Multi-Manager Alternative Fund, et al.; 2014-11-05T00:00:00-08:00 2014-11-05T00:00:00-08:00 2014-26351 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-05/pdf/2014-26351.pdf https://regulations.justia.com/regulations/fedreg/2014/11/05/2014-26350.html Notice - Proposed Collection; Comment Request 2014-11-05T00:00:00-08:00 2014-11-05T00:00:00-08:00 2014-26350 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-05/pdf/2014-26350.pdf https://regulations.justia.com/regulations/fedreg/2014/11/05/2014-26347.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Automatic Handling Process in No-Bid Series 2014-11-05T00:00:00-08:00 2014-11-05T00:00:00-08:00 2014-26347 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-05/pdf/2014-26347.pdf https://regulations.justia.com/regulations/fedreg/2014/11/05/2014-26234.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.12, Limitation of Liability 2014-11-05T00:00:00-08:00 2014-11-05T00:00:00-08:00 2014-26234 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-05/pdf/2014-26234.pdf https://regulations.justia.com/regulations/fedreg/2014/11/05/2014-26233.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.12, Limitation of Liability 2014-11-05T00:00:00-08:00 2014-11-05T00:00:00-08:00 2014-26233 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-05/pdf/2014-26233.pdf https://regulations.justia.com/regulations/fedreg/2014/11/05/2014-26232.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Extension of FLEX Option No Minimum Value Size Pilot Program 2014-11-05T00:00:00-08:00 2014-11-05T00:00:00-08:00 2014-26232 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-05/pdf/2014-26232.pdf https://regulations.justia.com/regulations/fedreg/2014/11/05/2014-26231.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of a Proposed Rule Change To Establish an Opening Process for Non-BATS-Listed Securities 2014-11-05T00:00:00-08:00 2014-11-05T00:00:00-08:00 2014-26231 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-05/pdf/2014-26231.pdf https://regulations.justia.com/regulations/fedreg/2014/11/05/2014-26230.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Order Granting Approval of a Proposed Rule Change To Establish an Opening Process 2014-11-05T00:00:00-08:00 2014-11-05T00:00:00-08:00 2014-26230 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-05/pdf/2014-26230.pdf https://regulations.justia.com/regulations/fedreg/2014/11/05/2014-26229.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of the Shares of the PowerShares DB Optimum Yield Diversified Commodity Strategy Portfolio, PowerShares Agriculture Commodity Strategy Portfolio, PowerShares Precious Metals Commodity Strategy Portfolio, PowerShares Energy Commodity Strategy Portfolio, PowerShares Base Metals Commodity Strategy Portfolio and PowerShares Bloomberg Commodity Strategy Portfolio, Each a Series of PowerShares Actively Managed Exchange-Traded Commodity Fund Trust 2014-11-05T00:00:00-08:00 2014-11-05T00:00:00-08:00 2014-26229 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-05/pdf/2014-26229.pdf https://regulations.justia.com/regulations/fedreg/2014/11/05/2014-26228.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule Under Exchange Rule 7018(a) With Respect to Transactions in Securities Priced at $1 per Share or More 2014-11-05T00:00:00-08:00 2014-11-05T00:00:00-08:00 2014-26228 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-05/pdf/2014-26228.pdf https://regulations.justia.com/regulations/fedreg/2014/11/05/2014-26227.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees 2014-11-05T00:00:00-08:00 2014-11-05T00:00:00-08:00 2014-26227 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-05/pdf/2014-26227.pdf