<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/11/04?registers=between Sun, 05 May 2024 23:35:43 -0700 Sun, 05 May 2024 23:35:43 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/11/04?registers=between Notice - In the Matter of Hall Tees, Inc., Phoenix Medical Software, Inc., Surface Coatings, Inc., Flint Int'l Services, Inc., Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26245.html https://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26245.html Tue, 04 Nov 2014 00:00:00 -0800 2014-26245 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-04/pdf/2014-26245.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26235.html https://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26235.html Tue, 04 Nov 2014 00:00:00 -0800 2014-26235 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-04/pdf/2014-26235.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26129.html https://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26129.html Tue, 04 Nov 2014 00:00:00 -0800 2014-26129 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-04/pdf/2014-26129.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26128.html https://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26128.html Tue, 04 Nov 2014 00:00:00 -0800 2014-26128 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-04/pdf/2014-26128.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Amendment Nos. 1 and 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 3, To Amend EDGX Rule 1.5 and Chapter XI Regarding Current System Functionality Including the Operation of Order Types and Order Instructions https://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26127.html https://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26127.html Tue, 04 Nov 2014 00:00:00 -0800 2014-26127 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-04/pdf/2014-26127.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Modifications to Its OTC IRS Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26126.html https://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26126.html Tue, 04 Nov 2014 00:00:00 -0800 2014-26126 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-04/pdf/2014-26126.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading Shares of the Sit Rising Rate Fund Under NYSE Arca Equities Rule 8.200 https://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26125.html https://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26125.html Tue, 04 Nov 2014 00:00:00 -0800 2014-26125 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-04/pdf/2014-26125.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Exchange Rule 531, Trade Nullification and Price Adjustment Procedure https://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26124.html https://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26124.html Tue, 04 Nov 2014 00:00:00 -0800 2014-26124 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-04/pdf/2014-26124.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26123.html https://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26123.html Tue, 04 Nov 2014 00:00:00 -0800 2014-26123 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-04/pdf/2014-26123.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26122.html https://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26122.html Tue, 04 Nov 2014 00:00:00 -0800 2014-26122 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-04/pdf/2014-26122.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related To Extending the FLEX Exercise Settlement Values Pilot https://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26121.html https://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26121.html Tue, 04 Nov 2014 00:00:00 -0800 2014-26121 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-04/pdf/2014-26121.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filling of Proposed Rule Change To Provide for the Clearance of Additional Sovereign Contracts https://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26120.html https://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26120.html Tue, 04 Nov 2014 00:00:00 -0800 2014-26120 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-04/pdf/2014-26120.pdf Notice - Consolidated Tape Association; Order Approving the Twentieth Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan and Fourteenth Substantive Amendment to the Restated Consolidated Quotation Plan https://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26119.html https://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26119.html Tue, 04 Nov 2014 00:00:00 -0800 2014-26119 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-04/pdf/2014-26119.pdf