Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/10/31?limit=200&registers=between&mode=atom 2024-06-15T22:41:14-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/10/31/2014-25890.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Adopt New Exchange Rule 1081, Solicitation Mechanism, To Introduce a New Electronic Solicitation Mechanism 2014-10-31T00:00:00-07:00 2014-10-31T00:00:00-07:00 2014-25890 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-31/pdf/2014-25890.pdf https://regulations.justia.com/regulations/fedreg/2014/10/31/2014-25888.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Use of Derivative Instruments by the AdvisorShares Global Echo ETF 2014-10-31T00:00:00-07:00 2014-10-31T00:00:00-07:00 2014-25888 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-31/pdf/2014-25888.pdf https://regulations.justia.com/regulations/fedreg/2014/10/31/2014-25881.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees 2014-10-31T00:00:00-07:00 2014-10-31T00:00:00-07:00 2014-25881 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-31/pdf/2014-25881.pdf https://regulations.justia.com/regulations/fedreg/2014/10/31/2014-25880.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the CBOE Trade Match System 2014-10-31T00:00:00-07:00 2014-10-31T00:00:00-07:00 2014-25880 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-31/pdf/2014-25880.pdf https://regulations.justia.com/regulations/fedreg/2014/10/31/2014-25879.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Process All Sell Transactions Prior to the Exercise of Long Options in Market-Maker Accounts To Ensure That Only Net Long Positions May Be Exercised 2014-10-31T00:00:00-07:00 2014-10-31T00:00:00-07:00 2014-25879 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-31/pdf/2014-25879.pdf https://regulations.justia.com/regulations/fedreg/2014/10/31/2014-25878.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Complex Order Book 2014-10-31T00:00:00-07:00 2014-10-31T00:00:00-07:00 2014-25878 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-31/pdf/2014-25878.pdf https://regulations.justia.com/regulations/fedreg/2014/10/31/2014-25877.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Complex Order Book 2014-10-31T00:00:00-07:00 2014-10-31T00:00:00-07:00 2014-25877 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-31/pdf/2014-25877.pdf https://regulations.justia.com/regulations/fedreg/2014/10/31/2014-25876.html Notice - Proposed Collection; Comment Request 2014-10-31T00:00:00-07:00 2014-10-31T00:00:00-07:00 2014-25876 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-31/pdf/2014-25876.pdf