<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/10/22?registers=between Sun, 12 May 2024 14:06:08 -0700 Sun, 12 May 2024 14:06:08 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/10/22?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25208.html https://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25208.html Wed, 22 Oct 2014 00:00:00 -0700 2014-25208 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-22/pdf/2014-25208.pdf Notice - Self-Regulatory Organizations: Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Rule 1107 Concerning Exchange Arbitrations https://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25148.html https://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25148.html Wed, 22 Oct 2014 00:00:00 -0700 2014-25148 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-22/pdf/2014-25148.pdf Notice - BlackRock Advisors, LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25083.html https://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25083.html Wed, 22 Oct 2014 00:00:00 -0700 2014-25083 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-22/pdf/2014-25083.pdf Notice - Principal Real Estate Income Fund and ALPS Advisors, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25082.html https://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25082.html Wed, 22 Oct 2014 00:00:00 -0700 2014-25082 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-22/pdf/2014-25082.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Amendment No. 3, and Order Granting Accelerated Approval of a Proposed Rule Change To List and Trade Shares of Certain Funds of the Alpha Architect ETF Trust https://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25081.html https://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25081.html Wed, 22 Oct 2014 00:00:00 -0700 2014-25081 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-22/pdf/2014-25081.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change in Connection With the Proposed Termination of the Amended and Restated Trust Agreement, Dated as of November 13, 2013 and Amended on June 2, 2014 By and Among NYSE Holdings LLC, a Delaware Limited Liability Company, NYSE Group, Inc., a Delaware Corporation, Wilmington Trust Company, as Delaware Trustee, and Each of Jacques de Larosière de Champfeu, Alan Trager and John Shepard Reed, as Trustees https://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25080.html https://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25080.html Wed, 22 Oct 2014 00:00:00 -0700 2014-25080 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-22/pdf/2014-25080.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change in Connection With the Proposed Termination of the Amended and Restated Trust Agreement, Dated as of November 13, 2013 and Amended on June 2, 2014 by and Among NYSE Holdings LLC, a Delaware Limited Liability Company, NYSE Group, Inc., a Delaware Corporation, Wilmington Trust Company, as Delaware Trustee, and Each of Jacques de Larosière de Champfeu, Alan Trager and John Shepard Reed, as Trustees https://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25079.html https://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25079.html Wed, 22 Oct 2014 00:00:00 -0700 2014-25079 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-22/pdf/2014-25079.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change in Connection With the Proposed Termination of the Amended and Restated Trust Agreement, Dated as of November 13, 2013 and Amended on June 2, 2014 By and Among NYSE Holdings LLC, a Delaware Limited Liability Company, NYSE Group, Inc., a Delaware Corporation, Wilmington Trust Company, as Delaware Trustee, and Each of Jacques de Larosière de Champfeu, Alan Trager and John Shepard Reed, as Trustees https://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25078.html https://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25078.html Wed, 22 Oct 2014 00:00:00 -0700 2014-25078 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-22/pdf/2014-25078.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 850 Regarding Fees https://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25077.html https://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25077.html Wed, 22 Oct 2014 00:00:00 -0700 2014-25077 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-22/pdf/2014-25077.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to CME Rule 816 https://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25076.html https://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25076.html Wed, 22 Oct 2014 00:00:00 -0700 2014-25076 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-22/pdf/2014-25076.pdf