<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/10/17?registers=between Thu, 02 May 2024 03:29:33 -0700 Thu, 02 May 2024 03:29:33 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/10/17?registers=between Notice - Managed Portfolio Series, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/10/17/2014-24877.html https://regulations.justia.com/regulations/fedreg/2014/10/17/2014-24877.html Fri, 17 Oct 2014 00:00:00 -0700 2014-24877 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-17/pdf/2014-24877.pdf Notice - New Mountain Finance Corporation, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/10/17/2014-24685.html https://regulations.justia.com/regulations/fedreg/2014/10/17/2014-24685.html Fri, 17 Oct 2014 00:00:00 -0700 2014-24685 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-17/pdf/2014-24685.pdf Notice - SunAmerica Series Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/10/17/2014-24684.html https://regulations.justia.com/regulations/fedreg/2014/10/17/2014-24684.html Fri, 17 Oct 2014 00:00:00 -0700 2014-24684 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-17/pdf/2014-24684.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the iShares Interest Rate Hedged 0-5 Year High Yield Bond ETF, iShares Interest Rate Hedged 10+ Year Credit Bond ETF, and the iShares Interest Rate Hedged Emerging Markets Bond ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/10/17/2014-24683.html https://regulations.justia.com/regulations/fedreg/2014/10/17/2014-24683.html Fri, 17 Oct 2014 00:00:00 -0700 2014-24683 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-17/pdf/2014-24683.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Implementation Date of Market Participant Identifier Requirements for Alternative Trading Systems https://regulations.justia.com/regulations/fedreg/2014/10/17/2014-24682.html https://regulations.justia.com/regulations/fedreg/2014/10/17/2014-24682.html Fri, 17 Oct 2014 00:00:00 -0700 2014-24682 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-17/pdf/2014-24682.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Per Share Estimated Valuations for Unlisted DPP and REIT Securities https://regulations.justia.com/regulations/fedreg/2014/10/17/2014-24681.html https://regulations.justia.com/regulations/fedreg/2014/10/17/2014-24681.html Fri, 17 Oct 2014 00:00:00 -0700 2014-24681 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-17/pdf/2014-24681.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend a Pilot Program https://regulations.justia.com/regulations/fedreg/2014/10/17/2014-24680.html https://regulations.justia.com/regulations/fedreg/2014/10/17/2014-24680.html Fri, 17 Oct 2014 00:00:00 -0700 2014-24680 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-17/pdf/2014-24680.pdf