Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/10/16?limit=200&registers=between&mode=atom 2024-06-22T15:54:17-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/10/16/2014-24547.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT, Inc.; Order Approving Proposed Rule Changes Amending Exchange Rule 13 To Make the Add Liquidity Only Modifier Available for Limit Orders, and Make the Day Time-In-Force Condition and Add Liquidity Only Modifier Available for Intermarket Sweep Orders 2014-10-16T00:00:00-07:00 2014-10-16T00:00:00-07:00 2014-24547 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-16/pdf/2014-24547.pdf https://regulations.justia.com/regulations/fedreg/2014/10/16/2014-24546.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt as Permanent the Limited Fee Waiver Pilot Program Pursuant to FINRA Rule 7730 2014-10-16T00:00:00-07:00 2014-10-16T00:00:00-07:00 2014-24546 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-16/pdf/2014-24546.pdf https://regulations.justia.com/regulations/fedreg/2014/10/16/2014-24545.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Use of Derivative Instruments by Certain PIMCO Exchange-Traded Funds 2014-10-16T00:00:00-07:00 2014-10-16T00:00:00-07:00 2014-24545 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-16/pdf/2014-24545.pdf https://regulations.justia.com/regulations/fedreg/2014/10/16/2014-24544.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Options Floor Procedure Advice F-27, Options Exchange Official Rulings 2014-10-16T00:00:00-07:00 2014-10-16T00:00:00-07:00 2014-24544 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-16/pdf/2014-24544.pdf https://regulations.justia.com/regulations/fedreg/2014/10/16/2014-24543.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Retail Liquidity Program and NYSE Arca Equities Rule 7.44 To Provide That Retail Price Improvement Orders That Are Not Priced Better Than the Best Protected Bid or Best Protected Offer Will Not Be Rejected Upon Entry 2014-10-16T00:00:00-07:00 2014-10-16T00:00:00-07:00 2014-24543 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-16/pdf/2014-24543.pdf https://regulations.justia.com/regulations/fedreg/2014/10/16/2014-24542.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2014-10-16T00:00:00-07:00 2014-10-16T00:00:00-07:00 2014-24542 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-16/pdf/2014-24542.pdf https://regulations.justia.com/regulations/fedreg/2014/10/16/2014-24541.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2014-10-16T00:00:00-07:00 2014-10-16T00:00:00-07:00 2014-24541 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-16/pdf/2014-24541.pdf https://regulations.justia.com/regulations/fedreg/2014/10/16/2014-24540.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Options Fee Schedule 2014-10-16T00:00:00-07:00 2014-10-16T00:00:00-07:00 2014-24540 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-16/pdf/2014-24540.pdf https://regulations.justia.com/regulations/fedreg/2014/10/16/2014-24539.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Conforming Amendments To Reflect Recent Deletion of Rule 343 2014-10-16T00:00:00-07:00 2014-10-16T00:00:00-07:00 2014-24539 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-16/pdf/2014-24539.pdf