Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/10/15?limit=200&registers=between&mode=atom 2024-11-23T01:03:03-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/10/15/2014-24454.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Operative Date for Deletion of Rule 7740 Pursuant to SR-FINRA-2014-032 2014-10-15T00:00:00-07:00 2014-10-15T00:00:00-07:00 2014-24454 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-15/pdf/2014-24454.pdf https://regulations.justia.com/regulations/fedreg/2014/10/15/2014-24423.html Notice - Eaton Vance Distributors, Inc. and Eaton Vance Unit Trust; Notice of Application 2014-10-15T00:00:00-07:00 2014-10-15T00:00:00-07:00 2014-24423 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-15/pdf/2014-24423.pdf https://regulations.justia.com/regulations/fedreg/2014/10/15/2014-24422.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Reflecting Changes in the Concentration Policies of ARK Innovation ETF and ARK Genomic Revolution ETF as Well as a Change in the Name of the ARK Genomic Revolution ETF to the ARK Genomic Revolution Multi-Sector ETF 2014-10-15T00:00:00-07:00 2014-10-15T00:00:00-07:00 2014-24422 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-15/pdf/2014-24422.pdf https://regulations.justia.com/regulations/fedreg/2014/10/15/2014-24421.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of Hull Tactical US ETF Under NYSE Arca Equities Rule 8.600 2014-10-15T00:00:00-07:00 2014-10-15T00:00:00-07:00 2014-24421 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-15/pdf/2014-24421.pdf https://regulations.justia.com/regulations/fedreg/2014/10/15/2014-24420.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Broaden Arbitrators' Authority To Make Referrals During an Arbitration Proceeding 2014-10-15T00:00:00-07:00 2014-10-15T00:00:00-07:00 2014-24420 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-15/pdf/2014-24420.pdf https://regulations.justia.com/regulations/fedreg/2014/10/15/2014-24419.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 723 to Add a New PIM ISO Order Type 2014-10-15T00:00:00-07:00 2014-10-15T00:00:00-07:00 2014-24419 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-15/pdf/2014-24419.pdf https://regulations.justia.com/regulations/fedreg/2014/10/15/2014-24418.html Notice - Self-Regulatory Organizations; ISE Gemini Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 723 To Add a New PIM ISO Order Type 2014-10-15T00:00:00-07:00 2014-10-15T00:00:00-07:00 2014-24418 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-15/pdf/2014-24418.pdf