<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/10/14?registers=between Tue, 26 Nov 2024 17:11:46 -0800 Tue, 26 Nov 2024 17:11:46 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/10/14?registers=between Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Algo Test Facility https://regulations.justia.com/regulations/fedreg/2014/10/14/2014-24304.html https://regulations.justia.com/regulations/fedreg/2014/10/14/2014-24304.html Tue, 14 Oct 2014 00:00:00 -0700 2014-24304 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-14/pdf/2014-24304.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs That Permit the Exchange To Have No Minimum Size Requirement for Orders Entered Into the PIP (“PIP Pilot Program”) and COPIP (“COPIP Pilot Program”) Until December 18, 2014 https://regulations.justia.com/regulations/fedreg/2014/10/14/2014-24303.html https://regulations.justia.com/regulations/fedreg/2014/10/14/2014-24303.html Tue, 14 Oct 2014 00:00:00 -0700 2014-24303 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-14/pdf/2014-24303.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to Quotation Requirements for Unlisted Equity Securities and Deletion of the Rules Related to the OTC Bulletin Board Service https://regulations.justia.com/regulations/fedreg/2014/10/14/2014-24302.html https://regulations.justia.com/regulations/fedreg/2014/10/14/2014-24302.html Tue, 14 Oct 2014 00:00:00 -0700 2014-24302 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-14/pdf/2014-24302.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 705 (Fidelity Bonds) https://regulations.justia.com/regulations/fedreg/2014/10/14/2014-24301.html https://regulations.justia.com/regulations/fedreg/2014/10/14/2014-24301.html Tue, 14 Oct 2014 00:00:00 -0700 2014-24301 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-14/pdf/2014-24301.pdf Rule - Nationally Recognized Statistical Rating Organizations; Correction https://regulations.justia.com/regulations/fedreg/2014/10/14/2014-24300.html https://regulations.justia.com/regulations/fedreg/2014/10/14/2014-24300.html Tue, 14 Oct 2014 00:00:00 -0700 2014-24300 Rule http://www.gpo.gov/fdsys/pkg/FR-2014-10-14/pdf/2014-24300.pdf