Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/10/14?limit=200®isters=between&mode=atom2024-11-23T01:06:08-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2014/10/14/2014-24304.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Algo Test Facility2014-10-14T00:00:00-07:002014-10-14T00:00:00-07:002014-24304Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-10-14/pdf/2014-24304.pdfhttps://regulations.justia.com/regulations/fedreg/2014/10/14/2014-24303.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs That Permit the Exchange To Have No Minimum Size Requirement for Orders Entered Into the PIP (“PIP Pilot Program”) and COPIP (“COPIP Pilot Program”) Until December 18, 20142014-10-14T00:00:00-07:002014-10-14T00:00:00-07:002014-24303Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-10-14/pdf/2014-24303.pdfhttps://regulations.justia.com/regulations/fedreg/2014/10/14/2014-24302.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to Quotation Requirements for Unlisted Equity Securities and Deletion of the Rules Related to the OTC Bulletin Board Service2014-10-14T00:00:00-07:002014-10-14T00:00:00-07:002014-24302Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-10-14/pdf/2014-24302.pdfhttps://regulations.justia.com/regulations/fedreg/2014/10/14/2014-24301.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 705 (Fidelity Bonds)2014-10-14T00:00:00-07:002014-10-14T00:00:00-07:002014-24301Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-10-14/pdf/2014-24301.pdfhttps://regulations.justia.com/regulations/fedreg/2014/10/14/2014-24300.htmlRule - Nationally Recognized Statistical Rating Organizations; Correction2014-10-14T00:00:00-07:002014-10-14T00:00:00-07:002014-24300Rulehttp://www.gpo.gov/fdsys/pkg/FR-2014-10-14/pdf/2014-24300.pdf