Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/10/14?limit=200&registers=between&mode=atom 2024-06-21T13:23:05-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/10/14/2014-24304.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Algo Test Facility 2014-10-14T00:00:00-07:00 2014-10-14T00:00:00-07:00 2014-24304 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-14/pdf/2014-24304.pdf https://regulations.justia.com/regulations/fedreg/2014/10/14/2014-24303.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs That Permit the Exchange To Have No Minimum Size Requirement for Orders Entered Into the PIP (“PIP Pilot Program”) and COPIP (“COPIP Pilot Program”) Until December 18, 2014 2014-10-14T00:00:00-07:00 2014-10-14T00:00:00-07:00 2014-24303 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-14/pdf/2014-24303.pdf https://regulations.justia.com/regulations/fedreg/2014/10/14/2014-24302.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to Quotation Requirements for Unlisted Equity Securities and Deletion of the Rules Related to the OTC Bulletin Board Service 2014-10-14T00:00:00-07:00 2014-10-14T00:00:00-07:00 2014-24302 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-14/pdf/2014-24302.pdf https://regulations.justia.com/regulations/fedreg/2014/10/14/2014-24301.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 705 (Fidelity Bonds) 2014-10-14T00:00:00-07:00 2014-10-14T00:00:00-07:00 2014-24301 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-14/pdf/2014-24301.pdf https://regulations.justia.com/regulations/fedreg/2014/10/14/2014-24300.html Rule - Nationally Recognized Statistical Rating Organizations; Correction 2014-10-14T00:00:00-07:00 2014-10-14T00:00:00-07:00 2014-24300 Rule http://www.gpo.gov/fdsys/pkg/FR-2014-10-14/pdf/2014-24300.pdf