<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/10/10?registers=between Sat, 04 May 2024 15:43:02 -0700 Sat, 04 May 2024 15:43:02 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/10/10?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change That Constitutes a Stated Interpretation With Respect to the Meaning, Administration, and Enforcement of Rule 46 https://regulations.justia.com/regulations/fedreg/2014/10/10/2014-24228.html https://regulations.justia.com/regulations/fedreg/2014/10/10/2014-24228.html Fri, 10 Oct 2014 00:00:00 -0700 2014-24228 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-10/pdf/2014-24228.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7018 Fees https://regulations.justia.com/regulations/fedreg/2014/10/10/2014-24227.html https://regulations.justia.com/regulations/fedreg/2014/10/10/2014-24227.html Fri, 10 Oct 2014 00:00:00 -0700 2014-24227 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-10/pdf/2014-24227.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change That Constitutes a Stated Interpretation With Respect to the Meaning, Administration, and Enforcement of Rule 46-Equities https://regulations.justia.com/regulations/fedreg/2014/10/10/2014-24226.html https://regulations.justia.com/regulations/fedreg/2014/10/10/2014-24226.html Fri, 10 Oct 2014 00:00:00 -0700 2014-24226 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-10/pdf/2014-24226.pdf Notice - DBX ETF Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/10/10/2014-24209.html https://regulations.justia.com/regulations/fedreg/2014/10/10/2014-24209.html Fri, 10 Oct 2014 00:00:00 -0700 2014-24209 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-10/pdf/2014-24209.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a Reference to Exchange Act Rule 10C-1 in the Exchange's Rules Concerning Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2014/10/10/2014-24208.html https://regulations.justia.com/regulations/fedreg/2014/10/10/2014-24208.html Fri, 10 Oct 2014 00:00:00 -0700 2014-24208 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-10/pdf/2014-24208.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2014/10/10/2014-24207.html https://regulations.justia.com/regulations/fedreg/2014/10/10/2014-24207.html Fri, 10 Oct 2014 00:00:00 -0700 2014-24207 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-10/pdf/2014-24207.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Amend Fees for Optional Wireless Connectivity for Co-Located Clients https://regulations.justia.com/regulations/fedreg/2014/10/10/2014-24206.html https://regulations.justia.com/regulations/fedreg/2014/10/10/2014-24206.html Fri, 10 Oct 2014 00:00:00 -0700 2014-24206 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-10/pdf/2014-24206.pdf