Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/10/09?limit=200&registers=between&mode=atom 2021-11-29T01:51:58-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/10/09/2014-24102.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Tier Size Pilot of FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities) 2014-10-09T00:00:00-07:00 2014-10-09T00:00:00-07:00 2014-24102 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-09/pdf/2014-24102.pdf https://regulations.justia.com/regulations/fedreg/2014/10/09/2014-24101.html Notice - Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to ProShares Morningstar Alternatives Solution ETF Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M 2014-10-09T00:00:00-07:00 2014-10-09T00:00:00-07:00 2014-24101 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-09/pdf/2014-24101.pdf https://regulations.justia.com/regulations/fedreg/2014/10/09/2014-24100.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.13 and 21.9 of BATS Exchange, Inc. 2014-10-09T00:00:00-07:00 2014-10-09T00:00:00-07:00 2014-24100 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-09/pdf/2014-24100.pdf https://regulations.justia.com/regulations/fedreg/2014/10/09/2014-24099.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.13 of BATS Y-Exchange, Inc. 2014-10-09T00:00:00-07:00 2014-10-09T00:00:00-07:00 2014-24099 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-09/pdf/2014-24099.pdf