Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/10/03?limit=200&registers=between&mode=atom 2024-12-17T20:25:35-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/10/03/2014-23747.html Notice - In the Matter of Nudg Media Inc.; Order of Suspension of Trading 2014-10-03T00:00:00-07:00 2014-10-03T00:00:00-07:00 2014-23747 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-03/pdf/2014-23747.pdf https://regulations.justia.com/regulations/fedreg/2014/10/03/2014-23576.html Notice - Submission for OMB Review; Comment Request 2014-10-03T00:00:00-07:00 2014-10-03T00:00:00-07:00 2014-23576 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-03/pdf/2014-23576.pdf https://regulations.justia.com/regulations/fedreg/2014/10/03/2014-23575.html Notice - Submission for OMB Review; Comment Request 2014-10-03T00:00:00-07:00 2014-10-03T00:00:00-07:00 2014-23575 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-03/pdf/2014-23575.pdf https://regulations.justia.com/regulations/fedreg/2014/10/03/2014-23574.html Notice - Submission for OMB Review; Comment Request 2014-10-03T00:00:00-07:00 2014-10-03T00:00:00-07:00 2014-23574 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-03/pdf/2014-23574.pdf https://regulations.justia.com/regulations/fedreg/2014/10/03/2014-23573.html Notice - Submission for OMB Review; Comment Request 2014-10-03T00:00:00-07:00 2014-10-03T00:00:00-07:00 2014-23573 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-03/pdf/2014-23573.pdf https://regulations.justia.com/regulations/fedreg/2014/10/03/2014-23572.html Notice - Submission for OMB Review; Comment Request 2014-10-03T00:00:00-07:00 2014-10-03T00:00:00-07:00 2014-23572 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-03/pdf/2014-23572.pdf https://regulations.justia.com/regulations/fedreg/2014/10/03/2014-23571.html Notice - Submission for OMB Review; Comment Request 2014-10-03T00:00:00-07:00 2014-10-03T00:00:00-07:00 2014-23571 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-03/pdf/2014-23571.pdf https://regulations.justia.com/regulations/fedreg/2014/10/03/2014-23570.html Notice - Submission for OMB Review; Comment Request 2014-10-03T00:00:00-07:00 2014-10-03T00:00:00-07:00 2014-23570 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-03/pdf/2014-23570.pdf https://regulations.justia.com/regulations/fedreg/2014/10/03/2014-23569.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation Period of the New Options Floor Broker Management System Until November 3, 2014 2014-10-03T00:00:00-07:00 2014-10-03T00:00:00-07:00 2014-23569 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-03/pdf/2014-23569.pdf https://regulations.justia.com/regulations/fedreg/2014/10/03/2014-23568.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Amend the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes To Increase Arbitrator Honoraria and Increase Certain Arbitration Fees and Surcharges 2014-10-03T00:00:00-07:00 2014-10-03T00:00:00-07:00 2014-23568 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-03/pdf/2014-23568.pdf https://regulations.justia.com/regulations/fedreg/2014/10/03/2014-23567.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 3110(e) (Responsibility of Member To Investigate Applicants for Registration) in the Consolidated FINRA Rulebook 2014-10-03T00:00:00-07:00 2014-10-03T00:00:00-07:00 2014-23567 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-03/pdf/2014-23567.pdf https://regulations.justia.com/regulations/fedreg/2014/10/03/2014-23566.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2014-10-03T00:00:00-07:00 2014-10-03T00:00:00-07:00 2014-23566 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-03/pdf/2014-23566.pdf