Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/10/02?limit=200&registers=between&mode=atom 2024-11-23T01:02:05-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/10/02/2014-23480.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 11.24 To Permit Members To Designate Their Retail Orders To Be Identified as Retail on the Exchange's Proprietary Data Feeds 2014-10-02T00:00:00-07:00 2014-10-02T00:00:00-07:00 2014-23480 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-02/pdf/2014-23480.pdf https://regulations.justia.com/regulations/fedreg/2014/10/02/2014-23479.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.24 To Permit Members To Designate Their Retail Orders To Be Identified as Retail on the Exchange's Proprietary Data Feeds 2014-10-02T00:00:00-07:00 2014-10-02T00:00:00-07:00 2014-23479 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-02/pdf/2014-23479.pdf https://regulations.justia.com/regulations/fedreg/2014/10/02/2014-23453.html Notice - Proposed Collection; Comment Request 2014-10-02T00:00:00-07:00 2014-10-02T00:00:00-07:00 2014-23453 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-02/pdf/2014-23453.pdf https://regulations.justia.com/regulations/fedreg/2014/10/02/2014-23452.html Notice - Proposed Collection; Comment Request 2014-10-02T00:00:00-07:00 2014-10-02T00:00:00-07:00 2014-23452 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-02/pdf/2014-23452.pdf https://regulations.justia.com/regulations/fedreg/2014/10/02/2014-23451.html Notice - Proposed Collection; Comment Request 2014-10-02T00:00:00-07:00 2014-10-02T00:00:00-07:00 2014-23451 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-02/pdf/2014-23451.pdf https://regulations.justia.com/regulations/fedreg/2014/10/02/2014-23450.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.9(c) To Adopt a Supplemental Peg Order 2014-10-02T00:00:00-07:00 2014-10-02T00:00:00-07:00 2014-23450 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-02/pdf/2014-23450.pdf https://regulations.justia.com/regulations/fedreg/2014/10/02/2014-23449.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.9(c) To Adopt a Supplemental Peg Order 2014-10-02T00:00:00-07:00 2014-10-02T00:00:00-07:00 2014-23449 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-02/pdf/2014-23449.pdf https://regulations.justia.com/regulations/fedreg/2014/10/02/2014-23448.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of the iShares Commodities Strategy ETF iShares of U.S. ETF Trust 2014-10-02T00:00:00-07:00 2014-10-02T00:00:00-07:00 2014-23448 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-02/pdf/2014-23448.pdf https://regulations.justia.com/regulations/fedreg/2014/10/02/2014-23447.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Related to 2014 ISDA Definitions 2014-10-02T00:00:00-07:00 2014-10-02T00:00:00-07:00 2014-23447 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-02/pdf/2014-23447.pdf https://regulations.justia.com/regulations/fedreg/2014/10/02/2014-23446.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Implementation of the Revised 2014 ISDA Credit Derivatives Definitions 2014-10-02T00:00:00-07:00 2014-10-02T00:00:00-07:00 2014-23446 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-02/pdf/2014-23446.pdf https://regulations.justia.com/regulations/fedreg/2014/10/02/2014-23445.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change Relating to the Composition of Hearing Panels and Extended Hearing Panels in Disciplinary Proceedings 2014-10-02T00:00:00-07:00 2014-10-02T00:00:00-07:00 2014-23445 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-02/pdf/2014-23445.pdf