Securities and Exchange Commission September 30, 2014 – Federal Register Recent Federal Regulation Documents

Results 1 - 7 of 7
Asset-Backed Securities Disclosure and Registration
Document Number: C1-2014-21375
Type: Rule
Date: 2014-09-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/09/30/C1-2014-21375.html
Proposed Collection; Comment Request
Document Number: 2014-23254
Type: Notice
Date: 2014-09-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23254.html
Great-West Funds, Inc., et al.; Notice of Application
Document Number: 2014-23227
Type: Notice
Date: 2014-09-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23227.html
JNL Series Trust, et al.; Notice of Application
Document Number: 2014-23226
Type: Notice
Date: 2014-09-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23226.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31 To Amend the Functionality Relating To Post No Preference Blind Orders To Display Such Orders One Minimum Price Variation Below the Best Protected Offer for Bids and Above the Best Protected Bid for Offers
Document Number: 2014-23225
Type: Notice
Date: 2014-09-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23225.html
Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Rule 21.7 of BATS Exchange, Inc.
Document Number: 2014-23224
Type: Notice
Date: 2014-09-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23224.html
Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt Rule 14.11(k) To Permit BATS Exchange, Inc. To List Managed Portfolio Shares and To List and Trade Shares of Certain Funds of the Spruce ETF Trust
Document Number: 2014-23223
Type: Notice
Date: 2014-09-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23223.html
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