Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/09/30?limit=200&registers=between&mode=atom 2024-11-22T21:26:08-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/09/30/C1-2014-21375.html Rule - Asset-Backed Securities Disclosure and Registration 2014-09-30T00:00:00-07:00 2014-09-30T00:00:00-07:00 C1-2014-21375 Rule http://www.gpo.gov/fdsys/pkg/FR-2014-09-30/pdf/C1-2014-21375.pdf https://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23254.html Notice - Proposed Collection; Comment Request 2014-09-30T00:00:00-07:00 2014-09-30T00:00:00-07:00 2014-23254 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-30/pdf/2014-23254.pdf https://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23227.html Notice - Great-West Funds, Inc., et al.; Notice of Application 2014-09-30T00:00:00-07:00 2014-09-30T00:00:00-07:00 2014-23227 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-30/pdf/2014-23227.pdf https://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23226.html Notice - JNL Series Trust, et al.; Notice of Application 2014-09-30T00:00:00-07:00 2014-09-30T00:00:00-07:00 2014-23226 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-30/pdf/2014-23226.pdf https://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23225.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31 To Amend the Functionality Relating To Post No Preference Blind Orders To Display Such Orders One Minimum Price Variation Below the Best Protected Offer for Bids and Above the Best Protected Bid for Offers 2014-09-30T00:00:00-07:00 2014-09-30T00:00:00-07:00 2014-23225 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-30/pdf/2014-23225.pdf https://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23224.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Rule 21.7 of BATS Exchange, Inc. 2014-09-30T00:00:00-07:00 2014-09-30T00:00:00-07:00 2014-23224 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-30/pdf/2014-23224.pdf https://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23223.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt Rule 14.11(k) To Permit BATS Exchange, Inc. To List Managed Portfolio Shares and To List and Trade Shares of Certain Funds of the Spruce ETF Trust 2014-09-30T00:00:00-07:00 2014-09-30T00:00:00-07:00 2014-23223 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-30/pdf/2014-23223.pdf