Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/09/29?limit=200&registers=between&mode=atom 2024-11-22T20:13:05-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/09/29/2014-23247.html Notice - In the Matter of All Grade Mining, Inc., Bluforest, Inc., DHS Holding Co., Essential Innovations, Technology Corp., Global Green Inc., Inova Technology, Inc., mLight Tech, Inc., Solar Thin Films, Inc., Xumanii International, Holdings Corp.; Order of Suspension of Trading 2014-09-29T00:00:00-07:00 2014-09-29T00:00:00-07:00 2014-23247 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-29/pdf/2014-23247.pdf https://regulations.justia.com/regulations/fedreg/2014/09/29/2014-23052.html Notice - Self-Regulatory Organizations; ISE Gemini Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Amendment of Its Limited Liability Company Agreement (“LLC Agreement”) 2014-09-29T00:00:00-07:00 2014-09-29T00:00:00-07:00 2014-23052 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-29/pdf/2014-23052.pdf https://regulations.justia.com/regulations/fedreg/2014/09/29/2014-23051.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Amend the Amended and Restated Certificate of Incorporation and By-Laws of the NASDAQ OMX Group, Inc. 2014-09-29T00:00:00-07:00 2014-09-29T00:00:00-07:00 2014-23051 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-29/pdf/2014-23051.pdf https://regulations.justia.com/regulations/fedreg/2014/09/29/2014-23050.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Amend the Amended and Restated Certificate of Incorporation and By-Laws of the NASDAQ OMX Group, Inc. 2014-09-29T00:00:00-07:00 2014-09-29T00:00:00-07:00 2014-23050 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-29/pdf/2014-23050.pdf https://regulations.justia.com/regulations/fedreg/2014/09/29/2014-23049.html Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend the Amended and Restated Certificate of Incorporation and By-Laws of the NASDAQ OMX Group, Inc. 2014-09-29T00:00:00-07:00 2014-09-29T00:00:00-07:00 2014-23049 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-29/pdf/2014-23049.pdf https://regulations.justia.com/regulations/fedreg/2014/09/29/2014-23048.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt a Supplementary Schedule for Inventory Positions Pursuant to FINRA Rule 4524 (Supplemental FOCUS Information) 2014-09-29T00:00:00-07:00 2014-09-29T00:00:00-07:00 2014-23048 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-29/pdf/2014-23048.pdf https://regulations.justia.com/regulations/fedreg/2014/09/29/2014-23047.html Notice - Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing of Proposed Rule Change to Update OCX's Rulebook To Remove References To the OCX.BETS and CBOEdirect Trading Platforms 2014-09-29T00:00:00-07:00 2014-09-29T00:00:00-07:00 2014-23047 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-29/pdf/2014-23047.pdf