<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/09/10?registers=between Sun, 05 May 2024 18:34:34 -0700 Sun, 05 May 2024 18:34:34 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/09/10?registers=between Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Regarding Strike Price Intervals for SPY and DIA Options https://regulations.justia.com/regulations/fedreg/2014/09/10/2014-21529.html https://regulations.justia.com/regulations/fedreg/2014/09/10/2014-21529.html Wed, 10 Sep 2014 00:00:00 -0700 2014-21529 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-10/pdf/2014-21529.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to SPY and DIA Options https://regulations.justia.com/regulations/fedreg/2014/09/10/2014-21528.html https://regulations.justia.com/regulations/fedreg/2014/09/10/2014-21528.html Wed, 10 Sep 2014 00:00:00 -0700 2014-21528 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-10/pdf/2014-21528.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to SPY and DIA Options https://regulations.justia.com/regulations/fedreg/2014/09/10/2014-21527.html https://regulations.justia.com/regulations/fedreg/2014/09/10/2014-21527.html Wed, 10 Sep 2014 00:00:00 -0700 2014-21527 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-10/pdf/2014-21527.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Interpretative Material to Rule 5050 (Series of Options Contracts Open for Trading) To Allow $1 or Greater Strike Price Intervals for Options on the SPDR® S&P 500® Exchange Traded Fund (“SPY”) and the SPDR® Dow Jones® Industrial Average Exchange Traded Fund (“DIA”) https://regulations.justia.com/regulations/fedreg/2014/09/10/2014-21526.html https://regulations.justia.com/regulations/fedreg/2014/09/10/2014-21526.html Wed, 10 Sep 2014 00:00:00 -0700 2014-21526 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-10/pdf/2014-21526.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to XSP and DJX Strike Price Listings https://regulations.justia.com/regulations/fedreg/2014/09/10/2014-21525.html https://regulations.justia.com/regulations/fedreg/2014/09/10/2014-21525.html Wed, 10 Sep 2014 00:00:00 -0700 2014-21525 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-10/pdf/2014-21525.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Strike Setting Regimes for SPY and DIA Options https://regulations.justia.com/regulations/fedreg/2014/09/10/2014-21524.html https://regulations.justia.com/regulations/fedreg/2014/09/10/2014-21524.html Wed, 10 Sep 2014 00:00:00 -0700 2014-21524 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-10/pdf/2014-21524.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/09/10/2014-21523.html https://regulations.justia.com/regulations/fedreg/2014/09/10/2014-21523.html Wed, 10 Sep 2014 00:00:00 -0700 2014-21523 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-10/pdf/2014-21523.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/09/10/2014-21521.html https://regulations.justia.com/regulations/fedreg/2014/09/10/2014-21521.html Wed, 10 Sep 2014 00:00:00 -0700 2014-21521 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-10/pdf/2014-21521.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating To Listing and Trading of Exchange-Traded Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2014/09/10/2014-21520.html https://regulations.justia.com/regulations/fedreg/2014/09/10/2014-21520.html Wed, 10 Sep 2014 00:00:00 -0700 2014-21520 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-10/pdf/2014-21520.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change, as Modified by Amendment 1, To Amend Its Rules Related to Complex Orders https://regulations.justia.com/regulations/fedreg/2014/09/10/2014-21519.html https://regulations.justia.com/regulations/fedreg/2014/09/10/2014-21519.html Wed, 10 Sep 2014 00:00:00 -0700 2014-21519 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-10/pdf/2014-21519.pdf