Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/09/08?limit=200®isters=between&mode=atom2024-05-08T08:49:04-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2014/09/08/2014-21454.htmlNotice - Sunshine Act Meeting2014-09-08T00:00:00-07:002014-09-08T00:00:00-07:002014-21454Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-09-08/pdf/2014-21454.pdfhttps://regulations.justia.com/regulations/fedreg/2014/09/08/2014-21393.htmlNotice - In the Matter of Bay Acquisition Corp. (a/k/a SecureLogic Corp.) (n/k/a Goozex Holdings, Inc.), BTHC XV, Inc., Caleco Pharma Corp., and CareAdvantage, Inc., Order of Suspension of Trading2014-09-08T00:00:00-07:002014-09-08T00:00:00-07:002014-21393Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-09-08/pdf/2014-21393.pdfhttps://regulations.justia.com/regulations/fedreg/2014/09/08/2014-21392.htmlNotice - In the Matter of Asia Cork, Inc., Biocurex, Inc., Carthew Bay Technologies Inc., Current Technology Corp., Gamecorp Ltd. (n/k/a DealNet Capital Corp.), Globetech Ventures Corp., and Pepper Rock Resources Corp.; Order of Suspension of Trading2014-09-08T00:00:00-07:002014-09-08T00:00:00-07:002014-21392Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-09-08/pdf/2014-21392.pdfhttps://regulations.justia.com/regulations/fedreg/2014/09/08/2014-21252.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402014-09-08T00:00:00-07:002014-09-08T00:00:00-07:002014-21252Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-09-08/pdf/2014-21252.pdfhttps://regulations.justia.com/regulations/fedreg/2014/09/08/2014-21251.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Related to Enhancements to Its Risk Model for Credit Default Swaps2014-09-08T00:00:00-07:002014-09-08T00:00:00-07:002014-21251Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-09-08/pdf/2014-21251.pdfhttps://regulations.justia.com/regulations/fedreg/2014/09/08/2014-21250.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Complex Orders2014-09-08T00:00:00-07:002014-09-08T00:00:00-07:002014-21250Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-09-08/pdf/2014-21250.pdfhttps://regulations.justia.com/regulations/fedreg/2014/09/08/2014-21249.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Consisting of Rule G-18, on Best Execution of Transactions in Municipal Securities, and Amendments to Rule G-48, on Transactions With Sophisticated Municipal Market Professionals (“SMMP”), and Rule D-15, on the Definition of SMMP2014-09-08T00:00:00-07:002014-09-08T00:00:00-07:002014-21249Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-09-08/pdf/2014-21249.pdfhttps://regulations.justia.com/regulations/fedreg/2014/09/08/2014-21248.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Adopt a New Order Type Called the Mid-Point Discretionary Order2014-09-08T00:00:00-07:002014-09-08T00:00:00-07:002014-21248Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-09-08/pdf/2014-21248.pdfhttps://regulations.justia.com/regulations/fedreg/2014/09/08/2014-21247.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Listing and Trading Shares of ProShares Managed Futures Strategy; ProShares Commodity Managed Futures Strategy; and ProShares Financial Managed Futures Strategy Under NYSE Arca Equities Rule 8.2002014-09-08T00:00:00-07:002014-09-08T00:00:00-07:002014-21247Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-09-08/pdf/2014-21247.pdf