Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/09/04?limit=200&registers=between&mode=atom 2022-07-03T05:23:35-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/09/04/2014-21071.html Notice - Order Making Fiscal Year 2015 Annual Adjustments to Registration Fee Rates 2014-09-04T00:00:00-07:00 2014-09-04T00:00:00-07:00 2014-21071 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-04/pdf/2014-21071.pdf https://regulations.justia.com/regulations/fedreg/2014/09/04/2014-21004.html Notice - Investment Company Act Release No. IC-31235; 812-14242; Monroe Capital Corporation, et al. 2014-09-04T00:00:00-07:00 2014-09-04T00:00:00-07:00 2014-21004 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-04/pdf/2014-21004.pdf https://regulations.justia.com/regulations/fedreg/2014/09/04/2014-21003.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Rules 11.9 of BATS Y-Exchange, Inc. 2014-09-04T00:00:00-07:00 2014-09-04T00:00:00-07:00 2014-21003 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-04/pdf/2014-21003.pdf https://regulations.justia.com/regulations/fedreg/2014/09/04/2014-21002.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Rules 11.9 and 21.1 of BATS Exchange, Inc. 2014-09-04T00:00:00-07:00 2014-09-04T00:00:00-07:00 2014-21002 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-04/pdf/2014-21002.pdf https://regulations.justia.com/regulations/fedreg/2014/09/04/2014-21001.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Related to ICC's Authority to Use Guaranty Fund and House Initial Margin as an Internal Liquidity Resource 2014-09-04T00:00:00-07:00 2014-09-04T00:00:00-07:00 2014-21001 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-04/pdf/2014-21001.pdf https://regulations.justia.com/regulations/fedreg/2014/09/04/2014-20999.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Fee Schedule to Adopt Fees for MIAX PRIME 2014-09-04T00:00:00-07:00 2014-09-04T00:00:00-07:00 2014-20999 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-04/pdf/2014-20999.pdf https://regulations.justia.com/regulations/fedreg/2014/09/04/2014-20998.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Amending NYSE Arca Equities Rules 7.6, 7.11, 7.16, 7.31, 7.34, 7.35, 7.37 and 7.65 to Eliminate Certain Order Types, Modifiers and Related References 2014-09-04T00:00:00-07:00 2014-09-04T00:00:00-07:00 2014-20998 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-04/pdf/2014-20998.pdf https://regulations.justia.com/regulations/fedreg/2014/09/04/2014-20997.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change to Add Rules Related to the Clearing of Standard Western European Sovereign CDS Contracts 2014-09-04T00:00:00-07:00 2014-09-04T00:00:00-07:00 2014-20997 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-04/pdf/2014-20997.pdf