<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/08/19?registers=between Fri, 22 Nov 2024 17:19:18 -0800 Fri, 22 Nov 2024 17:19:18 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/08/19?registers=between Rule - Application of “Security-Based Swap Dealer” and “Major Security-Based Swap Participant” Definitions to Cross-Border Security-Based Swap Activities; Republication https://regulations.justia.com/regulations/fedreg/2014/08/19/C1-2014-15337.html https://regulations.justia.com/regulations/fedreg/2014/08/19/C1-2014-15337.html Tue, 19 Aug 2014 00:00:00 -0700 C1-2014-15337 Rule http://www.gpo.gov/fdsys/pkg/FR-2014-08-19/pdf/C1-2014-15337.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/08/19/2014-19707.html https://regulations.justia.com/regulations/fedreg/2014/08/19/2014-19707.html Tue, 19 Aug 2014 00:00:00 -0700 2014-19707 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-19/pdf/2014-19707.pdf Notice - Innovator Management LLC and Academy Funds Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/08/19/2014-19583.html https://regulations.justia.com/regulations/fedreg/2014/08/19/2014-19583.html Tue, 19 Aug 2014 00:00:00 -0700 2014-19583 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-19/pdf/2014-19583.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Relating to Orders That Are Tied to Stock https://regulations.justia.com/regulations/fedreg/2014/08/19/2014-19582.html https://regulations.justia.com/regulations/fedreg/2014/08/19/2014-19582.html Tue, 19 Aug 2014 00:00:00 -0700 2014-19582 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-19/pdf/2014-19582.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing of Proposed Rule Change Related to 2014 ISDA Definitions https://regulations.justia.com/regulations/fedreg/2014/08/19/2014-19581.html https://regulations.justia.com/regulations/fedreg/2014/08/19/2014-19581.html Tue, 19 Aug 2014 00:00:00 -0700 2014-19581 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-19/pdf/2014-19581.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Options on Shares of the iShare ETFs https://regulations.justia.com/regulations/fedreg/2014/08/19/2014-19580.html https://regulations.justia.com/regulations/fedreg/2014/08/19/2014-19580.html Tue, 19 Aug 2014 00:00:00 -0700 2014-19580 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-19/pdf/2014-19580.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees in Penny and Non-Penny Pilot Options https://regulations.justia.com/regulations/fedreg/2014/08/19/2014-19579.html https://regulations.justia.com/regulations/fedreg/2014/08/19/2014-19579.html Tue, 19 Aug 2014 00:00:00 -0700 2014-19579 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-19/pdf/2014-19579.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/08/19/2014-19578.html https://regulations.justia.com/regulations/fedreg/2014/08/19/2014-19578.html Tue, 19 Aug 2014 00:00:00 -0700 2014-19578 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-19/pdf/2014-19578.pdf