Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/08/19?limit=200®isters=between&mode=atom2024-11-22T16:57:51-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2014/08/19/C1-2014-15337.htmlRule - Application of “Security-Based Swap Dealer” and “Major Security-Based Swap Participant” Definitions to Cross-Border Security-Based Swap Activities; Republication2014-08-19T00:00:00-07:002014-08-19T00:00:00-07:00C1-2014-15337Rulehttp://www.gpo.gov/fdsys/pkg/FR-2014-08-19/pdf/C1-2014-15337.pdfhttps://regulations.justia.com/regulations/fedreg/2014/08/19/2014-19707.htmlNotice - Sunshine Act Meeting2014-08-19T00:00:00-07:002014-08-19T00:00:00-07:002014-19707Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-08-19/pdf/2014-19707.pdfhttps://regulations.justia.com/regulations/fedreg/2014/08/19/2014-19583.htmlNotice - Innovator Management LLC and Academy Funds Trust; Notice of Application2014-08-19T00:00:00-07:002014-08-19T00:00:00-07:002014-19583Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-08-19/pdf/2014-19583.pdfhttps://regulations.justia.com/regulations/fedreg/2014/08/19/2014-19582.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Relating to Orders That Are Tied to Stock2014-08-19T00:00:00-07:002014-08-19T00:00:00-07:002014-19582Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-08-19/pdf/2014-19582.pdfhttps://regulations.justia.com/regulations/fedreg/2014/08/19/2014-19581.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing of Proposed Rule Change Related to 2014 ISDA Definitions2014-08-19T00:00:00-07:002014-08-19T00:00:00-07:002014-19581Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-08-19/pdf/2014-19581.pdfhttps://regulations.justia.com/regulations/fedreg/2014/08/19/2014-19580.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Options on Shares of the iShare ETFs2014-08-19T00:00:00-07:002014-08-19T00:00:00-07:002014-19580Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-08-19/pdf/2014-19580.pdfhttps://regulations.justia.com/regulations/fedreg/2014/08/19/2014-19579.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees in Penny and Non-Penny Pilot Options2014-08-19T00:00:00-07:002014-08-19T00:00:00-07:002014-19579Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-08-19/pdf/2014-19579.pdfhttps://regulations.justia.com/regulations/fedreg/2014/08/19/2014-19578.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2014-08-19T00:00:00-07:002014-08-19T00:00:00-07:002014-19578Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-08-19/pdf/2014-19578.pdf