Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/08/18?limit=200&registers=between&mode=atom 2020-09-21T20:26:08-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19617.html Notice - In the Matter of Black Hawk Exploration, Composite Technology Corporation, Forza Environmental Building Products, Inc., Hotcloud Mobile, Inc., ImmunoBiotics, Inc., and SpatiaLight, Inc; Order of Suspension of Trading 2014-08-18T00:00:00-07:00 2014-08-18T00:00:00-07:00 2014-19617 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-18/pdf/2014-19617.pdf https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19527.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing of Proposed Rule Change Related to Enhancements to Its Risk Model for Credit Default Swaps 2014-08-18T00:00:00-07:00 2014-08-18T00:00:00-07:00 2014-19527 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-18/pdf/2014-19527.pdf https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19526.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing of Proposed Rule Change Related to Clearing of Certain iTraxx Europe Index Untranched CDS Contracts on Indices Administered by Markit 2014-08-18T00:00:00-07:00 2014-08-18T00:00:00-07:00 2014-19526 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-18/pdf/2014-19526.pdf https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19482.html Notice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Amend OPRA's Fee Schedule 2014-08-18T00:00:00-07:00 2014-08-18T00:00:00-07:00 2014-19482 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-18/pdf/2014-19482.pdf https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19481.html Notice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Amend OPRA's Fee Schedule To Establish Fees for After-Hours Operations 2014-08-18T00:00:00-07:00 2014-08-18T00:00:00-07:00 2014-19481 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-18/pdf/2014-19481.pdf https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19480.html Notice - Options Price Reporting Authority; Notice of Filing of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Amend OPRA's Definition of the Term “Nonprofessional” 2014-08-18T00:00:00-07:00 2014-08-18T00:00:00-07:00 2014-19480 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-18/pdf/2014-19480.pdf https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19479.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule 2014-08-18T00:00:00-07:00 2014-08-18T00:00:00-07:00 2014-19479 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-18/pdf/2014-19479.pdf https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19478.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule 2014-08-18T00:00:00-07:00 2014-08-18T00:00:00-07:00 2014-19478 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-18/pdf/2014-19478.pdf https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19477.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect Changes to the Means of Achieving the Investment Objective Applicable to the iShares Short Maturity Bond Fund 2014-08-18T00:00:00-07:00 2014-08-18T00:00:00-07:00 2014-19477 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-18/pdf/2014-19477.pdf https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19476.html Notice - Options Price Reporting Authority; Notice of Filing of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Amend Sections 5.4 and 7.1 of the OPRA Plan 2014-08-18T00:00:00-07:00 2014-08-18T00:00:00-07:00 2014-19476 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-18/pdf/2014-19476.pdf https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19475.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees 2014-08-18T00:00:00-07:00 2014-08-18T00:00:00-07:00 2014-19475 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-18/pdf/2014-19475.pdf https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19474.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change on Non-Customer Linkage and Sweep Orders 2014-08-18T00:00:00-07:00 2014-08-18T00:00:00-07:00 2014-19474 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-18/pdf/2014-19474.pdf https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19473.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 935NY and Rule 964NY To Delete Obsolete References to Tracking Orders and Make Other Non-Substantive, Technical Changes to the Exchange Rules 2014-08-18T00:00:00-07:00 2014-08-18T00:00:00-07:00 2014-19473 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-18/pdf/2014-19473.pdf https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19472.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule 2014-08-18T00:00:00-07:00 2014-08-18T00:00:00-07:00 2014-19472 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-18/pdf/2014-19472.pdf https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19471.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the iShares Commodities Strategy ETF of iShares U.S. ETF Trust 2014-08-18T00:00:00-07:00 2014-08-18T00:00:00-07:00 2014-19471 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-18/pdf/2014-19471.pdf https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19421.html Proposed Rule - Temporary Rule Regarding Principal Trades With Certain Advisory Clients 2014-08-18T00:00:00-07:00 2014-08-18T00:00:00-07:00 2014-19421 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2014-08-18/pdf/2014-19421.pdf https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19415.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating To Include Additional Specificity Within Rule 1.5 and Chapter XI Regarding Current System Functionality Including the Operation of Order Types and Order Instructions 2014-08-18T00:00:00-07:00 2014-08-18T00:00:00-07:00 2014-19415 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-18/pdf/2014-19415.pdf