<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/08/12?registers=between Fri, 22 Nov 2024 17:35:50 -0800 Fri, 22 Nov 2024 17:35:50 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/08/12?registers=between Rule - Application of “Security-Based Swap Dealer” and “Major Security-Based Swap Participant” Definitions to Cross-Border Security-Based Swap Activities; Republication https://regulations.justia.com/regulations/fedreg/2014/08/12/R1-2014-15337.html https://regulations.justia.com/regulations/fedreg/2014/08/12/R1-2014-15337.html Tue, 12 Aug 2014 00:00:00 -0700 R1-2014-15337 Rule http://www.gpo.gov/fdsys/pkg/FR-2014-08-12/pdf/R1-2014-15337.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/08/12/2014-19100.html https://regulations.justia.com/regulations/fedreg/2014/08/12/2014-19100.html Tue, 12 Aug 2014 00:00:00 -0700 2014-19100 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-12/pdf/2014-19100.pdf Notice - Citigroup Global Markets Inc., et al.; Notice of Application and Temporary Order https://regulations.justia.com/regulations/fedreg/2014/08/12/2014-18983.html https://regulations.justia.com/regulations/fedreg/2014/08/12/2014-18983.html Tue, 12 Aug 2014 00:00:00 -0700 2014-18983 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-12/pdf/2014-18983.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt New Rule 5713 and List Paired Class Shares Issued by AccuShares® Commodities Trust I https://regulations.justia.com/regulations/fedreg/2014/08/12/2014-18980.html https://regulations.justia.com/regulations/fedreg/2014/08/12/2014-18980.html Tue, 12 Aug 2014 00:00:00 -0700 2014-18980 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-12/pdf/2014-18980.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List Relating to Certain Transactions Involving Floor Brokers https://regulations.justia.com/regulations/fedreg/2014/08/12/2014-18979.html https://regulations.justia.com/regulations/fedreg/2014/08/12/2014-18979.html Tue, 12 Aug 2014 00:00:00 -0700 2014-18979 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-12/pdf/2014-18979.pdf Notice - Self-Regulatory Organizations: Miami International Securities Exchange LLC; Notice of Filing of a Proposed Rule Change To List and Trade Options on Shares of the Market Vectors ETFs https://regulations.justia.com/regulations/fedreg/2014/08/12/2014-18978.html https://regulations.justia.com/regulations/fedreg/2014/08/12/2014-18978.html Tue, 12 Aug 2014 00:00:00 -0700 2014-18978 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-12/pdf/2014-18978.pdf