Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/08/12?limit=200®isters=between&mode=atom2024-11-22T18:19:04-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2014/08/12/R1-2014-15337.htmlRule - Application of “Security-Based Swap Dealer” and “Major Security-Based Swap Participant” Definitions to Cross-Border Security-Based Swap Activities; Republication2014-08-12T00:00:00-07:002014-08-12T00:00:00-07:00R1-2014-15337Rulehttp://www.gpo.gov/fdsys/pkg/FR-2014-08-12/pdf/R1-2014-15337.pdfhttps://regulations.justia.com/regulations/fedreg/2014/08/12/2014-19100.htmlNotice - Sunshine Act Meeting2014-08-12T00:00:00-07:002014-08-12T00:00:00-07:002014-19100Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-08-12/pdf/2014-19100.pdfhttps://regulations.justia.com/regulations/fedreg/2014/08/12/2014-18983.htmlNotice - Citigroup Global Markets Inc., et al.; Notice of Application and Temporary Order2014-08-12T00:00:00-07:002014-08-12T00:00:00-07:002014-18983Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-08-12/pdf/2014-18983.pdfhttps://regulations.justia.com/regulations/fedreg/2014/08/12/2014-18980.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt New Rule 5713 and List Paired Class Shares Issued by AccuShares® Commodities Trust I2014-08-12T00:00:00-07:002014-08-12T00:00:00-07:002014-18980Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-08-12/pdf/2014-18980.pdfhttps://regulations.justia.com/regulations/fedreg/2014/08/12/2014-18979.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List Relating to Certain Transactions Involving Floor Brokers2014-08-12T00:00:00-07:002014-08-12T00:00:00-07:002014-18979Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-08-12/pdf/2014-18979.pdfhttps://regulations.justia.com/regulations/fedreg/2014/08/12/2014-18978.htmlNotice - Self-Regulatory Organizations: Miami International Securities Exchange LLC; Notice of Filing of a Proposed Rule Change To List and Trade Options on Shares of the Market Vectors ETFs2014-08-12T00:00:00-07:002014-08-12T00:00:00-07:002014-18978Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-08-12/pdf/2014-18978.pdf