<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/08/06?registers=between Fri, 22 Nov 2024 18:10:50 -0800 Fri, 22 Nov 2024 18:10:50 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/08/06?registers=between Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness To Correct Language in the Text of Rule 4753 https://regulations.justia.com/regulations/fedreg/2014/08/06/2014-18582.html https://regulations.justia.com/regulations/fedreg/2014/08/06/2014-18582.html Wed, 06 Aug 2014 00:00:00 -0700 2014-18582 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-06/pdf/2014-18582.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2014/08/06/2014-18536.html https://regulations.justia.com/regulations/fedreg/2014/08/06/2014-18536.html Wed, 06 Aug 2014 00:00:00 -0700 2014-18536 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-06/pdf/2014-18536.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Order Granting an Extension to Limited Exemptions From Rule 612(c) of Regulation NMS In Connection With the Exchanges' Retail Liquidity Programs Until March 31, 2015 https://regulations.justia.com/regulations/fedreg/2014/08/06/2014-18535.html https://regulations.justia.com/regulations/fedreg/2014/08/06/2014-18535.html Wed, 06 Aug 2014 00:00:00 -0700 2014-18535 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-06/pdf/2014-18535.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.24(a)(2) to Include Riskless Principal Orders To the Types of Orders that May Qualify as Retail Orders under the Retail Price Improvement Program https://regulations.justia.com/regulations/fedreg/2014/08/06/2014-18534.html https://regulations.justia.com/regulations/fedreg/2014/08/06/2014-18534.html Wed, 06 Aug 2014 00:00:00 -0700 2014-18534 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-06/pdf/2014-18534.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of the Shares of the Global X Commodities ETF of Global X Funds https://regulations.justia.com/regulations/fedreg/2014/08/06/2014-18533.html https://regulations.justia.com/regulations/fedreg/2014/08/06/2014-18533.html Wed, 06 Aug 2014 00:00:00 -0700 2014-18533 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-06/pdf/2014-18533.pdf