<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/08/01?registers=between Tue, 30 Apr 2024 18:34:56 -0700 Tue, 30 Apr 2024 18:34:56 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/08/01?registers=between Notice - Altegris Advisors L.L.C. and Northern Lights Fund Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18129.html https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18129.html Fri, 01 Aug 2014 00:00:00 -0700 2014-18129 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-01/pdf/2014-18129.pdf Notice - Order Granting a Limited Exemption From Rule 102 of Regulation M Concerning the BATS Exchange, Inc.'s Pilot Supplemental Competitive Liquidity Provider Program https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18128.html https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18128.html Fri, 01 Aug 2014 00:00:00 -0700 2014-18128 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-01/pdf/2014-18128.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of a Proposed Rule Change To Amend the Competitive Liquidity Provider Program https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18127.html https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18127.html Fri, 01 Aug 2014 00:00:00 -0700 2014-18127 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-01/pdf/2014-18127.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change To Establish a New Market Data Product Called the BATS One Feed https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18126.html https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18126.html Fri, 01 Aug 2014 00:00:00 -0700 2014-18126 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-01/pdf/2014-18126.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of Proposed Rule Change To Establish a New Market Data Product Called the BATS One Feed https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18125.html https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18125.html Fri, 01 Aug 2014 00:00:00 -0700 2014-18125 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-01/pdf/2014-18125.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change To Establish a New Market Data Product Called the BATS One Feed https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18124.html https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18124.html Fri, 01 Aug 2014 00:00:00 -0700 2014-18124 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-01/pdf/2014-18124.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Establish a New Market Data Product Called the BATS One Feed https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18123.html https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18123.html Fri, 01 Aug 2014 00:00:00 -0700 2014-18123 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-01/pdf/2014-18123.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify for Members and Non-Members the Use of Certain Data Feeds for Order Handling and Execution, Order Routing and Regulatory Compliance of BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18122.html https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18122.html Fri, 01 Aug 2014 00:00:00 -0700 2014-18122 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-01/pdf/2014-18122.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendments No. 2 and No. 3, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, No. 2, and No. 3, To List and Trade Shares of Nine Series of the IndexIQ Active ETF Trust Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18121.html https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18121.html Fri, 01 Aug 2014 00:00:00 -0700 2014-18121 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-01/pdf/2014-18121.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify for Members and Non-Members the Use of Certain Data Feeds for Order Handling and Execution, Order Routing and Regulatory Compliance of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18120.html https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18120.html Fri, 01 Aug 2014 00:00:00 -0700 2014-18120 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-01/pdf/2014-18120.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Disclose Publicly the Sources of Data Used for Exchange Functions https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18119.html https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18119.html Fri, 01 Aug 2014 00:00:00 -0700 2014-18119 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-01/pdf/2014-18119.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify for Members and Non-Members the Use of Certain Data Feeds for Order Handling and Execution, Order Routing and Regulatory Compliance of EDGX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18118.html https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18118.html Fri, 01 Aug 2014 00:00:00 -0700 2014-18118 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-01/pdf/2014-18118.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify for Members and Non-Members the Use of Certain Data Feeds for Order Handling and Execution, Order Routing and Regulatory Compliance of EDGA Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18117.html https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18117.html Fri, 01 Aug 2014 00:00:00 -0700 2014-18117 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-01/pdf/2014-18117.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Removing Building Access and Other Restrictions on Traders Conducting Certain Futures and Options Trading on ICE Futures U.S., Inc. in Space Rented From the Exchange https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18116.html https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18116.html Fri, 01 Aug 2014 00:00:00 -0700 2014-18116 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-01/pdf/2014-18116.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Removing Building Access and Other Restrictions on Traders Conducting Certain Futures and Options Trading on ICE Futures U.S., Inc. in Space Rented From the Exchange https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18115.html https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18115.html Fri, 01 Aug 2014 00:00:00 -0700 2014-18115 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-01/pdf/2014-18115.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Proposing To List and Trade Shares of Treesdale Rising Rates ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18114.html https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18114.html Fri, 01 Aug 2014 00:00:00 -0700 2014-18114 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-01/pdf/2014-18114.pdf