Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/08/01?limit=200&registers=between&mode=atom 2021-09-21T23:31:19-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18129.html Notice - Altegris Advisors L.L.C. and Northern Lights Fund Trust; Notice of Application 2014-08-01T00:00:00-07:00 2014-08-01T00:00:00-07:00 2014-18129 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-01/pdf/2014-18129.pdf https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18128.html Notice - Order Granting a Limited Exemption From Rule 102 of Regulation M Concerning the BATS Exchange, Inc.'s Pilot Supplemental Competitive Liquidity Provider Program 2014-08-01T00:00:00-07:00 2014-08-01T00:00:00-07:00 2014-18128 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-01/pdf/2014-18128.pdf https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18127.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of a Proposed Rule Change To Amend the Competitive Liquidity Provider Program 2014-08-01T00:00:00-07:00 2014-08-01T00:00:00-07:00 2014-18127 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-01/pdf/2014-18127.pdf https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18126.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change To Establish a New Market Data Product Called the BATS One Feed 2014-08-01T00:00:00-07:00 2014-08-01T00:00:00-07:00 2014-18126 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-01/pdf/2014-18126.pdf https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18125.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of Proposed Rule Change To Establish a New Market Data Product Called the BATS One Feed 2014-08-01T00:00:00-07:00 2014-08-01T00:00:00-07:00 2014-18125 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-01/pdf/2014-18125.pdf https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18124.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change To Establish a New Market Data Product Called the BATS One Feed 2014-08-01T00:00:00-07:00 2014-08-01T00:00:00-07:00 2014-18124 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-01/pdf/2014-18124.pdf https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18123.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Establish a New Market Data Product Called the BATS One Feed 2014-08-01T00:00:00-07:00 2014-08-01T00:00:00-07:00 2014-18123 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-01/pdf/2014-18123.pdf https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18122.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify for Members and Non-Members the Use of Certain Data Feeds for Order Handling and Execution, Order Routing and Regulatory Compliance of BATS Y-Exchange, Inc. 2014-08-01T00:00:00-07:00 2014-08-01T00:00:00-07:00 2014-18122 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-01/pdf/2014-18122.pdf https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18121.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendments No. 2 and No. 3, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, No. 2, and No. 3, To List and Trade Shares of Nine Series of the IndexIQ Active ETF Trust Under NYSE Arca Equities Rule 8.600 2014-08-01T00:00:00-07:00 2014-08-01T00:00:00-07:00 2014-18121 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-01/pdf/2014-18121.pdf https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18120.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify for Members and Non-Members the Use of Certain Data Feeds for Order Handling and Execution, Order Routing and Regulatory Compliance of BATS Exchange, Inc. 2014-08-01T00:00:00-07:00 2014-08-01T00:00:00-07:00 2014-18120 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-01/pdf/2014-18120.pdf https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18119.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Disclose Publicly the Sources of Data Used for Exchange Functions 2014-08-01T00:00:00-07:00 2014-08-01T00:00:00-07:00 2014-18119 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-01/pdf/2014-18119.pdf https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18118.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify for Members and Non-Members the Use of Certain Data Feeds for Order Handling and Execution, Order Routing and Regulatory Compliance of EDGX Exchange, Inc. 2014-08-01T00:00:00-07:00 2014-08-01T00:00:00-07:00 2014-18118 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-01/pdf/2014-18118.pdf https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18117.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify for Members and Non-Members the Use of Certain Data Feeds for Order Handling and Execution, Order Routing and Regulatory Compliance of EDGA Exchange, Inc. 2014-08-01T00:00:00-07:00 2014-08-01T00:00:00-07:00 2014-18117 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-01/pdf/2014-18117.pdf https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18116.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Removing Building Access and Other Restrictions on Traders Conducting Certain Futures and Options Trading on ICE Futures U.S., Inc. in Space Rented From the Exchange 2014-08-01T00:00:00-07:00 2014-08-01T00:00:00-07:00 2014-18116 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-01/pdf/2014-18116.pdf https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18115.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Removing Building Access and Other Restrictions on Traders Conducting Certain Futures and Options Trading on ICE Futures U.S., Inc. in Space Rented From the Exchange 2014-08-01T00:00:00-07:00 2014-08-01T00:00:00-07:00 2014-18115 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-01/pdf/2014-18115.pdf https://regulations.justia.com/regulations/fedreg/2014/08/01/2014-18114.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Proposing To List and Trade Shares of Treesdale Rising Rates ETF Under NYSE Arca Equities Rule 8.600 2014-08-01T00:00:00-07:00 2014-08-01T00:00:00-07:00 2014-18114 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-01/pdf/2014-18114.pdf