Securities and Exchange Commission July 2014 – Federal Register Recent Federal Regulation Documents

Results 151 - 178 of 178
Submission for OMB Review; Comment Request
Document Number: 2014-15721
Type: Notice
Date: 2014-07-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2014-15666
Type: Notice
Date: 2014-07-03
Agency: Securities and Exchange Commission, Agencies and Commissions
Each applicant seeks an order declaring that it has ceased to be an investment company. On December 5, 2012, and April 13, 2012, respectively, applicants made liquidating distributions to their shareholders, based on net asset value. Expenses of approximately $785, and $608, respectively, incurred in connection with the liquidations were paid by The Dreyfus Corporation, applicants' Investment adviser. Filing Date: The applications were filed on June 12, 2014. Applicants' Address: c/o The Dreyfus Corporation, 200 Park Ave., New York, NY 10166.
Rothschild Larch Lane Management Company LLC and The Advisors' Inner Circle Fund III; Notice of Application
Document Number: 2014-15332
Type: Notice
Date: 2014-07-01
Agency: Securities and Exchange Commission, Agencies and Commissions
USCF Equity Trust, et al.; Notice of Application
Document Number: 2014-15329
Type: Notice
Date: 2014-07-01
Agency: Securities and Exchange Commission, Agencies and Commissions
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