Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/07/28?limit=200&registers=between&mode=atom 2024-05-07T19:53:04-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/07/28/2014-17810.html Notice - Sunshine Act Meeting 2014-07-28T00:00:00-07:00 2014-07-28T00:00:00-07:00 2014-17810 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-28/pdf/2014-17810.pdf https://regulations.justia.com/regulations/fedreg/2014/07/28/2014-17655.html Notice - TrimTabs Asset Management, LLC, et al.; Notice of Application 2014-07-28T00:00:00-07:00 2014-07-28T00:00:00-07:00 2014-17655 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-28/pdf/2014-17655.pdf https://regulations.justia.com/regulations/fedreg/2014/07/28/2014-17641.html Notice - Order Granting Limited Exemptions from Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to First Trust Dorsey Wright International Focus 5 ETF Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M 2014-07-28T00:00:00-07:00 2014-07-28T00:00:00-07:00 2014-17641 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-28/pdf/2014-17641.pdf https://regulations.justia.com/regulations/fedreg/2014/07/28/2014-17640.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Instituting Proceedings To Determine Whether To Disapprove a Proposed Rule Change Relating to Proposed Changes To Remove From the Exchange Rules Fee Provisions Regarding Re-Transmission of “Third-Party Data” 2014-07-28T00:00:00-07:00 2014-07-28T00:00:00-07:00 2014-17640 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-28/pdf/2014-17640.pdf https://regulations.justia.com/regulations/fedreg/2014/07/28/2014-17639.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Proposing To List and Trade Shares of InfraCap Active MLP ETF Under NYSE Arca Equities Rule 8.600 2014-07-28T00:00:00-07:00 2014-07-28T00:00:00-07:00 2014-17639 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-28/pdf/2014-17639.pdf https://regulations.justia.com/regulations/fedreg/2014/07/28/2014-17617.html Notice - Wells Fargo Funds Management, LLC and Wells Fargo Exchange-Traded Funds Trust; Notice of Application 2014-07-28T00:00:00-07:00 2014-07-28T00:00:00-07:00 2014-17617 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-28/pdf/2014-17617.pdf https://regulations.justia.com/regulations/fedreg/2014/07/28/2014-17614.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Adopt FINRA Rule 2081, Prohibited Conditions Relating to Expungement of Customer Dispute Information 2014-07-28T00:00:00-07:00 2014-07-28T00:00:00-07:00 2014-17614 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-28/pdf/2014-17614.pdf