<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/07/23?registers=between Fri, 22 Nov 2024 12:48:20 -0800 Fri, 22 Nov 2024 12:48:20 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/07/23?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/07/23/2014-17282.html https://regulations.justia.com/regulations/fedreg/2014/07/23/2014-17282.html Wed, 23 Jul 2014 00:00:00 -0700 2014-17282 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-23/pdf/2014-17282.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/07/23/2014-17281.html https://regulations.justia.com/regulations/fedreg/2014/07/23/2014-17281.html Wed, 23 Jul 2014 00:00:00 -0700 2014-17281 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-23/pdf/2014-17281.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/07/23/2014-17280.html https://regulations.justia.com/regulations/fedreg/2014/07/23/2014-17280.html Wed, 23 Jul 2014 00:00:00 -0700 2014-17280 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-23/pdf/2014-17280.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/07/23/2014-17279.html https://regulations.justia.com/regulations/fedreg/2014/07/23/2014-17279.html Wed, 23 Jul 2014 00:00:00 -0700 2014-17279 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-23/pdf/2014-17279.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/07/23/2014-17278.html https://regulations.justia.com/regulations/fedreg/2014/07/23/2014-17278.html Wed, 23 Jul 2014 00:00:00 -0700 2014-17278 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-23/pdf/2014-17278.pdf Notice - FundVantage Trust, et al. https://regulations.justia.com/regulations/fedreg/2014/07/23/2014-17270.html https://regulations.justia.com/regulations/fedreg/2014/07/23/2014-17270.html Wed, 23 Jul 2014 00:00:00 -0700 2014-17270 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-23/pdf/2014-17270.pdf Notice - Stellus Capital Investment Corporation, et al.; https://regulations.justia.com/regulations/fedreg/2014/07/23/2014-17267.html https://regulations.justia.com/regulations/fedreg/2014/07/23/2014-17267.html Wed, 23 Jul 2014 00:00:00 -0700 2014-17267 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-23/pdf/2014-17267.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Serving Electronically Written Decisions on Members Seeking Exemptive Relief Under NASD Rule 1070 https://regulations.justia.com/regulations/fedreg/2014/07/23/2014-17266.html https://regulations.justia.com/regulations/fedreg/2014/07/23/2014-17266.html Wed, 23 Jul 2014 00:00:00 -0700 2014-17266 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-23/pdf/2014-17266.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of Certain Funds of the Alpha Architect ETF Trust https://regulations.justia.com/regulations/fedreg/2014/07/23/2014-17265.html https://regulations.justia.com/regulations/fedreg/2014/07/23/2014-17265.html Wed, 23 Jul 2014 00:00:00 -0700 2014-17265 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-23/pdf/2014-17265.pdf