<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/07/10?registers=between Tue, 07 May 2024 17:30:50 -0700 Tue, 07 May 2024 17:30:50 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/07/10?registers=between Notice - American Capital, Ltd., et al.; https://regulations.justia.com/regulations/fedreg/2014/07/10/2014-16103.html https://regulations.justia.com/regulations/fedreg/2014/07/10/2014-16103.html Thu, 10 Jul 2014 00:00:00 -0700 2014-16103 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-10/pdf/2014-16103.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change to CDS Policies Relating to EMIR https://regulations.justia.com/regulations/fedreg/2014/07/10/2014-16102.html https://regulations.justia.com/regulations/fedreg/2014/07/10/2014-16102.html Thu, 10 Jul 2014 00:00:00 -0700 2014-16102 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-10/pdf/2014-16102.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Definition of Hearing Officer To Include Former FINRA Employees Who Previously Worked as Hearing Officers https://regulations.justia.com/regulations/fedreg/2014/07/10/2014-16101.html https://regulations.justia.com/regulations/fedreg/2014/07/10/2014-16101.html Thu, 10 Jul 2014 00:00:00 -0700 2014-16101 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-10/pdf/2014-16101.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Exclude the Date of the Annual Reconstitution of the Russell Investments Indexes for Billing Purposes When Calculating ETP Holder Average Daily Volume of Trade Activity and Consolidated ADV https://regulations.justia.com/regulations/fedreg/2014/07/10/2014-16100.html https://regulations.justia.com/regulations/fedreg/2014/07/10/2014-16100.html Thu, 10 Jul 2014 00:00:00 -0700 2014-16100 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-10/pdf/2014-16100.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating To EMIR Requirements https://regulations.justia.com/regulations/fedreg/2014/07/10/2014-16099.html https://regulations.justia.com/regulations/fedreg/2014/07/10/2014-16099.html Thu, 10 Jul 2014 00:00:00 -0700 2014-16099 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-10/pdf/2014-16099.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amending Rules Governing the Short Term Option Series Program https://regulations.justia.com/regulations/fedreg/2014/07/10/2014-16098.html https://regulations.justia.com/regulations/fedreg/2014/07/10/2014-16098.html Thu, 10 Jul 2014 00:00:00 -0700 2014-16098 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-10/pdf/2014-16098.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change to Rule 5305 To Eliminate the Automatic Transfer of Companies From The NASDAQ Global Market to The NASDAQ Global Select Market https://regulations.justia.com/regulations/fedreg/2014/07/10/2014-16097.html https://regulations.justia.com/regulations/fedreg/2014/07/10/2014-16097.html Thu, 10 Jul 2014 00:00:00 -0700 2014-16097 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-10/pdf/2014-16097.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Make Permanent Its Pilot Program Regarding Minimum Value Sizes for Opening Transactions in New Series of Flexible Exchange Options and Establish New Minimum Value Sizes Applicable to Other FLEX Transactions and FLEX Quotes https://regulations.justia.com/regulations/fedreg/2014/07/10/2014-16096.html https://regulations.justia.com/regulations/fedreg/2014/07/10/2014-16096.html Thu, 10 Jul 2014 00:00:00 -0700 2014-16096 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-10/pdf/2014-16096.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Make Permanent Its Pilot Program Regarding Minimum Value Sizes for Opening Transactions in New Series of Flexible Exchange Options and Establish New Minimum Value Sizes Applicable to Other FLEX Transactions and FLEX Quotes https://regulations.justia.com/regulations/fedreg/2014/07/10/2014-16095.html https://regulations.justia.com/regulations/fedreg/2014/07/10/2014-16095.html Thu, 10 Jul 2014 00:00:00 -0700 2014-16095 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-10/pdf/2014-16095.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments To the EDGA Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/07/10/2014-16094.html https://regulations.justia.com/regulations/fedreg/2014/07/10/2014-16094.html Thu, 10 Jul 2014 00:00:00 -0700 2014-16094 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-10/pdf/2014-16094.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/07/10/2014-16093.html https://regulations.justia.com/regulations/fedreg/2014/07/10/2014-16093.html Thu, 10 Jul 2014 00:00:00 -0700 2014-16093 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-10/pdf/2014-16093.pdf