<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/07/08?registers=between Mon, 25 Nov 2024 17:59:27 -0800 Mon, 25 Nov 2024 17:59:27 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/07/08?registers=between Rule - Removal of Certain References to Credit Ratings Under the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2014/07/08/2014-15841.html https://regulations.justia.com/regulations/fedreg/2014/07/08/2014-15841.html Tue, 08 Jul 2014 00:00:00 -0700 2014-15841 Rule http://www.gpo.gov/fdsys/pkg/FR-2014-07-08/pdf/2014-15841.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Notice of Withdrawal of Proposed Rule Changes To Establish an Institutional Liquidity Program on a One-Year Pilot Basis https://regulations.justia.com/regulations/fedreg/2014/07/08/2014-15818.html https://regulations.justia.com/regulations/fedreg/2014/07/08/2014-15818.html Tue, 08 Jul 2014 00:00:00 -0700 2014-15818 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-08/pdf/2014-15818.pdf Notice - Solar Capital Ltd., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/07/08/2014-15817.html https://regulations.justia.com/regulations/fedreg/2014/07/08/2014-15817.html Tue, 08 Jul 2014 00:00:00 -0700 2014-15817 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-08/pdf/2014-15817.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Price List To Add Certain Charges for Hosting Equipment To Support Internet Connections for Member Organizations Operating on the Floor of the Exchange Starting January 1, 2015 https://regulations.justia.com/regulations/fedreg/2014/07/08/2014-15816.html https://regulations.justia.com/regulations/fedreg/2014/07/08/2014-15816.html Tue, 08 Jul 2014 00:00:00 -0700 2014-15816 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-08/pdf/2014-15816.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Price List To Add Certain Charges for Hosting Equipment To Support Internet Connections for Member Organizations Operating on the Floor of the Exchange Starting January 1, 2015 https://regulations.justia.com/regulations/fedreg/2014/07/08/2014-15815.html https://regulations.justia.com/regulations/fedreg/2014/07/08/2014-15815.html Tue, 08 Jul 2014 00:00:00 -0700 2014-15815 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-08/pdf/2014-15815.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of PIMCO Short-Term Exchange-Traded Fund and PIMCO Municipal Bond Exchange-Traded Fund Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/07/08/2014-15814.html https://regulations.justia.com/regulations/fedreg/2014/07/08/2014-15814.html Tue, 08 Jul 2014 00:00:00 -0700 2014-15814 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-08/pdf/2014-15814.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 86 To Extend the Hours for the Core Bond Trading Session for NYSE Bonds SM https://regulations.justia.com/regulations/fedreg/2014/07/08/2014-15813.html https://regulations.justia.com/regulations/fedreg/2014/07/08/2014-15813.html Tue, 08 Jul 2014 00:00:00 -0700 2014-15813 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-08/pdf/2014-15813.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust Strategic Income ETF of First Trust Exchange-Traded Fund IV https://regulations.justia.com/regulations/fedreg/2014/07/08/2014-15794.html https://regulations.justia.com/regulations/fedreg/2014/07/08/2014-15794.html Tue, 08 Jul 2014 00:00:00 -0700 2014-15794 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-08/pdf/2014-15794.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Short Term Option Series Program https://regulations.justia.com/regulations/fedreg/2014/07/08/2014-15793.html https://regulations.justia.com/regulations/fedreg/2014/07/08/2014-15793.html Tue, 08 Jul 2014 00:00:00 -0700 2014-15793 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-08/pdf/2014-15793.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change Relating to Market Maker Quoting Obligations and the Introduction of a Lead Market Maker https://regulations.justia.com/regulations/fedreg/2014/07/08/2014-15792.html https://regulations.justia.com/regulations/fedreg/2014/07/08/2014-15792.html Tue, 08 Jul 2014 00:00:00 -0700 2014-15792 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-08/pdf/2014-15792.pdf