<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/07/07?registers=between Sun, 05 May 2024 03:05:44 -0700 Sun, 05 May 2024 03:05:44 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/07/07?registers=between Notice - Duncan Family Office; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/07/07/2014-15796.html https://regulations.justia.com/regulations/fedreg/2014/07/07/2014-15796.html Mon, 07 Jul 2014 00:00:00 -0700 2014-15796 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-07/pdf/2014-15796.pdf Notice - Gruss & Co. Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/07/07/2014-15795.html https://regulations.justia.com/regulations/fedreg/2014/07/07/2014-15795.html Mon, 07 Jul 2014 00:00:00 -0700 2014-15795 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-07/pdf/2014-15795.pdf Notice - BNP Paribas S.A., et al.; Notice of Application and Temporary Order https://regulations.justia.com/regulations/fedreg/2014/07/07/2014-15737.html https://regulations.justia.com/regulations/fedreg/2014/07/07/2014-15737.html Mon, 07 Jul 2014 00:00:00 -0700 2014-15737 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-07/pdf/2014-15737.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/07/07/2014-15723.html https://regulations.justia.com/regulations/fedreg/2014/07/07/2014-15723.html Mon, 07 Jul 2014 00:00:00 -0700 2014-15723 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-07/pdf/2014-15723.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/07/07/2014-15722.html https://regulations.justia.com/regulations/fedreg/2014/07/07/2014-15722.html Mon, 07 Jul 2014 00:00:00 -0700 2014-15722 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-07/pdf/2014-15722.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/07/07/2014-15721.html https://regulations.justia.com/regulations/fedreg/2014/07/07/2014-15721.html Mon, 07 Jul 2014 00:00:00 -0700 2014-15721 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-07/pdf/2014-15721.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange's Quote Risk Monitor Mechanism https://regulations.justia.com/regulations/fedreg/2014/07/07/2014-15720.html https://regulations.justia.com/regulations/fedreg/2014/07/07/2014-15720.html Mon, 07 Jul 2014 00:00:00 -0700 2014-15720 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-07/pdf/2014-15720.pdf Notice - Self-Regulatory Organizations; National Futures Association; Notice of Filing of Proposed Rule Change to the Interpretive Notice to NFA Compliance Rules 2-4 and 2-36: Prohibition on the Use of Certain Electronic Funding Mechanisms https://regulations.justia.com/regulations/fedreg/2014/07/07/2014-15719.html https://regulations.justia.com/regulations/fedreg/2014/07/07/2014-15719.html Mon, 07 Jul 2014 00:00:00 -0700 2014-15719 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-07/pdf/2014-15719.pdf Notice - Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing of a Proposed Rule Change To Update OCX's Rulebook for a Filing Previously Made With the Commodity Futures Trading Commission https://regulations.justia.com/regulations/fedreg/2014/07/07/2014-15718.html https://regulations.justia.com/regulations/fedreg/2014/07/07/2014-15718.html Mon, 07 Jul 2014 00:00:00 -0700 2014-15718 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-07/pdf/2014-15718.pdf