<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/07/02?registers=between Thu, 02 May 2024 13:05:34 -0700 Thu, 02 May 2024 13:05:34 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/07/02?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Filing of a Proposed Rule Change To Amend FINRA Rules 2210 (Communications with the Public) and 2214 (Requirements for the Use of Investment Analysis Tools) https://regulations.justia.com/regulations/fedreg/2014/07/02/2014-15478.html https://regulations.justia.com/regulations/fedreg/2014/07/02/2014-15478.html Wed, 02 Jul 2014 00:00:00 -0700 2014-15478 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-02/pdf/2014-15478.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Options Exercise Procedures https://regulations.justia.com/regulations/fedreg/2014/07/02/2014-15477.html https://regulations.justia.com/regulations/fedreg/2014/07/02/2014-15477.html Wed, 02 Jul 2014 00:00:00 -0700 2014-15477 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-02/pdf/2014-15477.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Interpretive Material to Rule 5050 (Series of Options Contracts Open for Trading) and Rule 6090 (Terms of Index Options Contracts) To Introduce Finer Strike Price Intervals for Standard Expiration Contracts in Option Classes That Also Have Short Term Options Listed on Them https://regulations.justia.com/regulations/fedreg/2014/07/02/2014-15476.html https://regulations.justia.com/regulations/fedreg/2014/07/02/2014-15476.html Wed, 02 Jul 2014 00:00:00 -0700 2014-15476 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-02/pdf/2014-15476.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Strike Settings for Mini-S&P 500 Index Options https://regulations.justia.com/regulations/fedreg/2014/07/02/2014-15475.html https://regulations.justia.com/regulations/fedreg/2014/07/02/2014-15475.html Wed, 02 Jul 2014 00:00:00 -0700 2014-15475 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-02/pdf/2014-15475.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes To Increase Arbitrator Honoraria and Increase Certain Arbitration Fees https://regulations.justia.com/regulations/fedreg/2014/07/02/2014-15474.html https://regulations.justia.com/regulations/fedreg/2014/07/02/2014-15474.html Wed, 02 Jul 2014 00:00:00 -0700 2014-15474 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-02/pdf/2014-15474.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Collateral Acceptance Practices for Products in the Base Guaranty Fund https://regulations.justia.com/regulations/fedreg/2014/07/02/2014-15473.html https://regulations.justia.com/regulations/fedreg/2014/07/02/2014-15473.html Wed, 02 Jul 2014 00:00:00 -0700 2014-15473 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-02/pdf/2014-15473.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Adopt New Trade Allocation Algorithms for Matching Trades at the Conclusion of the PIP and COPIP https://regulations.justia.com/regulations/fedreg/2014/07/02/2014-15472.html https://regulations.justia.com/regulations/fedreg/2014/07/02/2014-15472.html Wed, 02 Jul 2014 00:00:00 -0700 2014-15472 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-02/pdf/2014-15472.pdf