Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/07/01?limit=200&registers=between&mode=atom 2024-11-22T12:46:30-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/07/01/2014-15354.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule by Adopting Fees and Rebates for a New Electronic Crossing Mechanism Called the CUBE Auction 2014-07-01T00:00:00-07:00 2014-07-01T00:00:00-07:00 2014-15354 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-01/pdf/2014-15354.pdf https://regulations.justia.com/regulations/fedreg/2014/07/01/2014-15332.html Notice - Rothschild Larch Lane Management Company LLC and The Advisors' Inner Circle Fund III; Notice of Application 2014-07-01T00:00:00-07:00 2014-07-01T00:00:00-07:00 2014-15332 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-01/pdf/2014-15332.pdf https://regulations.justia.com/regulations/fedreg/2014/07/01/2014-15329.html Notice - USCF Equity Trust, et al.; Notice of Application 2014-07-01T00:00:00-07:00 2014-07-01T00:00:00-07:00 2014-15329 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-01/pdf/2014-15329.pdf https://regulations.justia.com/regulations/fedreg/2014/07/01/2014-15328.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Withdrawal of Proposed Rule Change To Delete the PHOTO Historical Data Product From Section IX of the Exchange's Options Fee Schedule 2014-07-01T00:00:00-07:00 2014-07-01T00:00:00-07:00 2014-15328 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-01/pdf/2014-15328.pdf https://regulations.justia.com/regulations/fedreg/2014/07/01/2014-15327.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change as Modified by Amendment No. 1 To Amend Certain Margin Rules for Volatility Index Options 2014-07-01T00:00:00-07:00 2014-07-01T00:00:00-07:00 2014-15327 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-01/pdf/2014-15327.pdf https://regulations.justia.com/regulations/fedreg/2014/07/01/2014-15326.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Price Improvement Mechanism Pilot Program 2014-07-01T00:00:00-07:00 2014-07-01T00:00:00-07:00 2014-15326 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-01/pdf/2014-15326.pdf https://regulations.justia.com/regulations/fedreg/2014/07/01/2014-15325.html Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Price Improvement Mechanism Pilot Program 2014-07-01T00:00:00-07:00 2014-07-01T00:00:00-07:00 2014-15325 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-01/pdf/2014-15325.pdf https://regulations.justia.com/regulations/fedreg/2014/07/01/2014-15324.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Modifications to Its OTC IRS Fee Schedule 2014-07-01T00:00:00-07:00 2014-07-01T00:00:00-07:00 2014-15324 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-01/pdf/2014-15324.pdf https://regulations.justia.com/regulations/fedreg/2014/07/01/2014-15323.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change Governing the Continued Listing and Trading of Shares of the PowerShares Insured California Municipal Bond Portfolio, PowerShares Insured National Municipal Bond Portfolio, and PowerShares Insured New York Municipal Bond Portfolio 2014-07-01T00:00:00-07:00 2014-07-01T00:00:00-07:00 2014-15323 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-01/pdf/2014-15323.pdf