<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/07/01?registers=between Sat, 27 Apr 2024 05:35:15 -0700 Sat, 27 Apr 2024 05:35:15 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/07/01?registers=between Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule by Adopting Fees and Rebates for a New Electronic Crossing Mechanism Called the CUBE Auction https://regulations.justia.com/regulations/fedreg/2014/07/01/2014-15354.html https://regulations.justia.com/regulations/fedreg/2014/07/01/2014-15354.html Tue, 01 Jul 2014 00:00:00 -0700 2014-15354 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-01/pdf/2014-15354.pdf Notice - Rothschild Larch Lane Management Company LLC and The Advisors' Inner Circle Fund III; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/07/01/2014-15332.html https://regulations.justia.com/regulations/fedreg/2014/07/01/2014-15332.html Tue, 01 Jul 2014 00:00:00 -0700 2014-15332 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-01/pdf/2014-15332.pdf Notice - USCF Equity Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/07/01/2014-15329.html https://regulations.justia.com/regulations/fedreg/2014/07/01/2014-15329.html Tue, 01 Jul 2014 00:00:00 -0700 2014-15329 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-01/pdf/2014-15329.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Withdrawal of Proposed Rule Change To Delete the PHOTO Historical Data Product From Section IX of the Exchange's Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/07/01/2014-15328.html https://regulations.justia.com/regulations/fedreg/2014/07/01/2014-15328.html Tue, 01 Jul 2014 00:00:00 -0700 2014-15328 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-01/pdf/2014-15328.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change as Modified by Amendment No. 1 To Amend Certain Margin Rules for Volatility Index Options https://regulations.justia.com/regulations/fedreg/2014/07/01/2014-15327.html https://regulations.justia.com/regulations/fedreg/2014/07/01/2014-15327.html Tue, 01 Jul 2014 00:00:00 -0700 2014-15327 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-01/pdf/2014-15327.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Price Improvement Mechanism Pilot Program https://regulations.justia.com/regulations/fedreg/2014/07/01/2014-15326.html https://regulations.justia.com/regulations/fedreg/2014/07/01/2014-15326.html Tue, 01 Jul 2014 00:00:00 -0700 2014-15326 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-01/pdf/2014-15326.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Price Improvement Mechanism Pilot Program https://regulations.justia.com/regulations/fedreg/2014/07/01/2014-15325.html https://regulations.justia.com/regulations/fedreg/2014/07/01/2014-15325.html Tue, 01 Jul 2014 00:00:00 -0700 2014-15325 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-01/pdf/2014-15325.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Modifications to Its OTC IRS Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/07/01/2014-15324.html https://regulations.justia.com/regulations/fedreg/2014/07/01/2014-15324.html Tue, 01 Jul 2014 00:00:00 -0700 2014-15324 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-01/pdf/2014-15324.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change Governing the Continued Listing and Trading of Shares of the PowerShares Insured California Municipal Bond Portfolio, PowerShares Insured National Municipal Bond Portfolio, and PowerShares Insured New York Municipal Bond Portfolio https://regulations.justia.com/regulations/fedreg/2014/07/01/2014-15323.html https://regulations.justia.com/regulations/fedreg/2014/07/01/2014-15323.html Tue, 01 Jul 2014 00:00:00 -0700 2014-15323 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-01/pdf/2014-15323.pdf