<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/06/30?registers=between Fri, 22 Nov 2024 05:53:20 -0800 Fri, 22 Nov 2024 05:53:20 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/06/30?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2014/06/30/2014-15394.html https://regulations.justia.com/regulations/fedreg/2014/06/30/2014-15394.html Mon, 30 Jun 2014 00:00:00 -0700 2014-15394 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-30/pdf/2014-15394.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to the Listing and Trading of Shares of the PIMCO Income Exchange-Traded Fund Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/06/30/2014-15206.html https://regulations.justia.com/regulations/fedreg/2014/06/30/2014-15206.html Mon, 30 Jun 2014 00:00:00 -0700 2014-15206 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-30/pdf/2014-15206.pdf Notice - Order Directing the Exchanges and the Financial Industry Regulatory Authority To Submit a Tick Size Pilot Plan https://regulations.justia.com/regulations/fedreg/2014/06/30/2014-15205.html https://regulations.justia.com/regulations/fedreg/2014/06/30/2014-15205.html Mon, 30 Jun 2014 00:00:00 -0700 2014-15205 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-30/pdf/2014-15205.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Withdrawal of Proposed Rule Change To Adopt FINRA Rule 2243 (Disclosure and Reporting Obligations Related to Recruitment Practices) https://regulations.justia.com/regulations/fedreg/2014/06/30/2014-15204.html https://regulations.justia.com/regulations/fedreg/2014/06/30/2014-15204.html Mon, 30 Jun 2014 00:00:00 -0700 2014-15204 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-30/pdf/2014-15204.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposal To Extend the Pilot Program for Certain Government Securities Division Rules Relating to the GCF Repo® Service https://regulations.justia.com/regulations/fedreg/2014/06/30/2014-15203.html https://regulations.justia.com/regulations/fedreg/2014/06/30/2014-15203.html Mon, 30 Jun 2014 00:00:00 -0700 2014-15203 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-30/pdf/2014-15203.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change Relating to Market Maker Risk Parameters https://regulations.justia.com/regulations/fedreg/2014/06/30/2014-15202.html https://regulations.justia.com/regulations/fedreg/2014/06/30/2014-15202.html Mon, 30 Jun 2014 00:00:00 -0700 2014-15202 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-30/pdf/2014-15202.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change Relating to Market Maker Risk Parameters https://regulations.justia.com/regulations/fedreg/2014/06/30/2014-15201.html https://regulations.justia.com/regulations/fedreg/2014/06/30/2014-15201.html Mon, 30 Jun 2014 00:00:00 -0700 2014-15201 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-30/pdf/2014-15201.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect Changes to the Name of, and the Means of Seeking the Investment Objective Applicable to, the PIMCO Real Return Exchange-Traded Fund https://regulations.justia.com/regulations/fedreg/2014/06/30/2014-15200.html https://regulations.justia.com/regulations/fedreg/2014/06/30/2014-15200.html Mon, 30 Jun 2014 00:00:00 -0700 2014-15200 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-30/pdf/2014-15200.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 2, Regarding the Short-Term Option Series Program https://regulations.justia.com/regulations/fedreg/2014/06/30/2014-15199.html https://regulations.justia.com/regulations/fedreg/2014/06/30/2014-15199.html Mon, 30 Jun 2014 00:00:00 -0700 2014-15199 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-30/pdf/2014-15199.pdf