<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/06/25?registers=between Fri, 22 Nov 2024 06:14:51 -0800 Fri, 22 Nov 2024 06:14:51 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/06/25?registers=between Notice - Elkhorn Investments, LLC and Elkhorn ETF Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/06/25/2014-14798.html https://regulations.justia.com/regulations/fedreg/2014/06/25/2014-14798.html Wed, 25 Jun 2014 00:00:00 -0700 2014-14798 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-25/pdf/2014-14798.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Provide for the Clearance of Additional Non-Investment Grade Instruments on Standard North American Corporate Single Name Reference Entities https://regulations.justia.com/regulations/fedreg/2014/06/25/2014-14781.html https://regulations.justia.com/regulations/fedreg/2014/06/25/2014-14781.html Wed, 25 Jun 2014 00:00:00 -0700 2014-14781 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-25/pdf/2014-14781.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Transfer the NIIDS Service to a Non-Clearing Agency Affiliate https://regulations.justia.com/regulations/fedreg/2014/06/25/2014-14780.html https://regulations.justia.com/regulations/fedreg/2014/06/25/2014-14780.html Wed, 25 Jun 2014 00:00:00 -0700 2014-14780 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-25/pdf/2014-14780.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; BATS-Y Exchange, Inc.; NASDAQ OMX BX, Inc.; Chicago Stock Exchange, Inc.; EDGA Exchange, Inc.; EDGX Exchange, Inc.; Financial Industry Regulatory Authority, Inc.; International Securities Exchange LLC; The NASDAQ Stock Market LLC; National Stock Exchange, Inc.; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Executions https://regulations.justia.com/regulations/fedreg/2014/06/25/2014-14779.html https://regulations.justia.com/regulations/fedreg/2014/06/25/2014-14779.html Wed, 25 Jun 2014 00:00:00 -0700 2014-14779 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-25/pdf/2014-14779.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Holdings in Equity Securities by the Peritus High Yield ETF https://regulations.justia.com/regulations/fedreg/2014/06/25/2014-14778.html https://regulations.justia.com/regulations/fedreg/2014/06/25/2014-14778.html Wed, 25 Jun 2014 00:00:00 -0700 2014-14778 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-25/pdf/2014-14778.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Use of U.S. Exchange-Listed Options by the AdvisorShares EquityPro ETF (Formerly, the Global Alpha & Beta ETF) https://regulations.justia.com/regulations/fedreg/2014/06/25/2014-14777.html https://regulations.justia.com/regulations/fedreg/2014/06/25/2014-14777.html Wed, 25 Jun 2014 00:00:00 -0700 2014-14777 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-25/pdf/2014-14777.pdf