Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/06/25?limit=200&registers=between&mode=atom 2024-11-22T05:54:00-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/06/25/2014-14798.html Notice - Elkhorn Investments, LLC and Elkhorn ETF Trust; Notice of Application 2014-06-25T00:00:00-07:00 2014-06-25T00:00:00-07:00 2014-14798 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-25/pdf/2014-14798.pdf https://regulations.justia.com/regulations/fedreg/2014/06/25/2014-14781.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Provide for the Clearance of Additional Non-Investment Grade Instruments on Standard North American Corporate Single Name Reference Entities 2014-06-25T00:00:00-07:00 2014-06-25T00:00:00-07:00 2014-14781 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-25/pdf/2014-14781.pdf https://regulations.justia.com/regulations/fedreg/2014/06/25/2014-14780.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Transfer the NIIDS Service to a Non-Clearing Agency Affiliate 2014-06-25T00:00:00-07:00 2014-06-25T00:00:00-07:00 2014-14780 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-25/pdf/2014-14780.pdf https://regulations.justia.com/regulations/fedreg/2014/06/25/2014-14779.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; BATS-Y Exchange, Inc.; NASDAQ OMX BX, Inc.; Chicago Stock Exchange, Inc.; EDGA Exchange, Inc.; EDGX Exchange, Inc.; Financial Industry Regulatory Authority, Inc.; International Securities Exchange LLC; The NASDAQ Stock Market LLC; National Stock Exchange, Inc.; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Executions 2014-06-25T00:00:00-07:00 2014-06-25T00:00:00-07:00 2014-14779 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-25/pdf/2014-14779.pdf https://regulations.justia.com/regulations/fedreg/2014/06/25/2014-14778.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Holdings in Equity Securities by the Peritus High Yield ETF 2014-06-25T00:00:00-07:00 2014-06-25T00:00:00-07:00 2014-14778 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-25/pdf/2014-14778.pdf https://regulations.justia.com/regulations/fedreg/2014/06/25/2014-14777.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Use of U.S. Exchange-Listed Options by the AdvisorShares EquityPro ETF (Formerly, the Global Alpha & Beta ETF) 2014-06-25T00:00:00-07:00 2014-06-25T00:00:00-07:00 2014-14777 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-25/pdf/2014-14777.pdf